Vietnam: Securities

Vietnam's banking and securities sectors operate under complex regulatory frameworks that govern foreign investment, ownership limits, and market participation. The State Bank of Vietnam oversees monetary policy and supervises commercial banks, while the State Securities Commission regulates public offerings, listings, and trading activities. Recent legislative changes have introduced new ownership thresholds, expanded business lines for credit institutions, and streamlined foreign investor classifications

Vietnam's State Bank (SBV) serves as the central bank and ministerial-level authority overseeing monetary policy, financial institution supervision, and foreign exchange management.

1. Welche zentralen Regeln/Gesetze sind für M&A relevant und wer sind die wichtigsten Aufsichts- und Regulierungsbehörden?

In March 2024, the United States Department of Justice ("DOJ") released details of its comprehensive whistleblower reward program intended to encourage third parties to report corporate and financial bribery and misconduct.

The heart of effective corporate oversight lies in the fundamental right of shareholders to access corporate information.

In April 2024, Vietnam's Ministry of Finance published a draft circular concerning securities transactions...

Es gibt kein einheitliches Dokument, das M&A- Aktivitäten in Vietnam regelt. Die relevanten Vorschriften dazu finden sich in verschiedenen Gesetzen und Bestimmungen zu allgemeinen...

The Draft Decree will impact the practice of E-Commerce providers about being compliant with tax submissions. Provisional CIT obligations at the end of ...

Công ty khởi nghiệp tại Việt Nam có thể thành lập công ty mẹ ở nước ngoài với công ty con tại Việt Nam và có thể thành lập thêm các công ty con ở các khu vực pháp lý khác hay không?