United States:
SEC Office Of Compliance Inspections And Examinations Announces 2018 Examination Priorities
12 March 2018
by
Daniel J. McLoon
,
Mauricio Paez
,
Richard Johnson
,
Jonathon Little
,
Todd McClelland
,
Jeff Rabkin
,
Lisa M. Ropple
,
Adam Salter
,
Michiru Takahashi
,
Undine Von Diemar
,
Olivier Haas
,
Jörg Hladjk
and
Anand Varadarajan
Jones Day
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On February 7, the SEC's Office of Compliance Inspections
and Examinations ("OCIE") announced that cybersecurity was one of its
2018 examination priorities. Each of OCIE's examination
programs will prioritize cybersecurity with an emphasis on, among
other things, governance and risk assessment, access rights and
controls, data loss prevention, vendor management, training, and
incident response.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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