ARTICLE
30 November 2018

NASAA Continues Waiver Of Investment Adviser Registration System Fees

CW
Cadwalader, Wickersham & Taft LLP

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The North American Securities Administrators Association ("NASAA") will continue to waive fees for the Investment Adviser Registration Depository system for state-registered investment adviser firms.
United States Corporate/Commercial Law
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The North American Securities Administrators Association ("NASAA") will continue to waive fees for the Investment Adviser Registration Depository system for state-registered investment adviser firms. NASAA stated that the waiver will continue through 2019 (the waiver started on October 24, 2016). Separately, NASAA reported that enrollment fees for the NASAA Series 63, 65 and 66 exams, as well as the Electronic Filing Depository system fee for Form D Rule 506, will remain at last year's levels.

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