On December 7, 2015, the Federal Circuit heard arguments in Blue Calypso, LLC v. Groupon, Inc. (Appeal Nos. 15-1391, -1393, and -1394) as to whether a document posted on a university's engineering department website qualifies as prior art under the printed publication provision of 35 U.S.C. § 102(b). The case law instructs that this determination "involves a case-by-case inquiry into the facts and circumstances surrounding the reference's disclosure to members of the public," and that a reference is publicly accessible "upon a satisfactory showing that such document has been disseminated or otherwise made available to the extent that persons interested and ordinarily skilled in the subject matter or art exercising reasonable diligence, can locate it . . . ."
PTAB Ruling
On December 17, 2014, the Patent Trial and Appeal Board
("PTAB") entered a final written decision in two covered
business method ("CBM") patent reviews (CBM2013-00033 and
CBM2013-00034) between Petitioner Groupon, Inc.
("Groupon") and Patent Owner Blue Calypso, LLC
("Blue Calypso"). The CBM reviews challenged U.S. Patent
No. 8,155,679, which relates to a system and method for
peer-to-peer advertising between mobile communications
devices.
In its final written decision, the PTAB found that one of the prior
art references (the "Ratsimor paper") was not a printed
publication under 35 U.S.C. § 102(b). The Ratsimor paper is a
technical report from a university's engineering department
that Groupon alleged was published more than one year prior to the
'679 patent's earliest priority date, relying upon an
author's publications list including the Ratsimor paper as well
as testimony from a co-author regarding when the reference was
available for download. The Board found that Groupon's evidence
was insufficient, comparing the paper to an uncatalogued doctoral
thesis or a paper placed on an open FTP server and finding that
Groupon did not establish "how persons interested and
ordinarily skilled in the subject matter or art, exercising
reasonable diligence, could locate the Ratsimor paper on the
Departmental website or otherwise locate [it] in November
2003."
Groupon's Federal Circuit Brief Arguments
Groupon argued that the Ratsimor paper was publicly available
for viewing and downloading on the Internet from a university
website. The supporting evidence for this argument included
testimony regarding when the reference was available for download,
the publication website of one of the paper's authors providing
a link to the Ratsimor paper, metadata for the PDF of the Ratsimor
paper showing that the file was created in June 2003, and metadata
associated with the webserver currently hosting the Ratsimor paper
showing that the file was present on the server prior to the
'679 patent's filing date.
Groupon distinguished its situation from a paper placed on an open
FTP server by pointing out that a search engine could easily find
the Ratsimor paper. Additionally, Groupon argued that a previous
Ratsimor article would provide a roadmap to persons of ordinary
skill in the art to find the Ratsimor paper. The previous Ratsimor
article discussed the same topic, and interested parties would know
to search Ratsimor's publications (available on the
university's website) for other papers on the topic (which
would include the Ratsimor paper). Lastly, Groupon argued that the
PTAB's requirements for Internet evidence would violate public
policy:
The Board's standard would impose a requirement on Petitioners
seeking to institute review of patents to, without subpoena power,
proffer a declaration from a search engine to attest to fact that a
document published on the Internet in 2003 and made available
without restriction to the entire world, was actually crawled,
indexed, and searchable by that search engines' algorithm as of
a date perhaps a decade prior to the petition.
Blue Calypso's Federal Circuit Brief Arguments
Blue Calypso argued that the Ratsimor paper was made available
for download through a space on a webserver controlled by a
student, and not through a publicized location like the
university's main website (where other papers were listed).
Blue Calypso also argued that Groupon's supporting testimony
did not identify any member of the public that received the
Ratsimor paper, how any member of the public could locate it and
download it, how it was ever "issued," how it was indexed
in an online search engine, or even if it was indexed at all. Blue
Calypso argued that numerous spelling and grammatical errors in the
Ratsimor paper and the fact that another author of the paper did
not list it as a publication suggest that the Ratsimor paper was
not published.
Blue Calypso argued that the Ratsimor paper being made available
for download through a space on a webserver controlled by a student
was just like a paper located on an unindexed FTP server – a
person of ordinary skill in the art would need to know the URL of
the website to find the paper. Blue Calypso also argued that there
is no evidence showing that the Ratsimor paper was not only
available on the dark web. Lastly, Blue Calypso criticized
Groupon's lack of evidence showing that the Ratsimor paper was
part of the visible web, linked, and locatable to interested
researchers, as could be shown via the Internet Archive's
Wayback Machine.
Oral Argument
Oral argument took place on December 7, 2015, in front of Judges
Reyna, Schall, and Chen. The Panel focused their questions on
evidence of public accessibility. The Panel asked several questions
about evidence that the webpage containing the Ratsimor paper was
indexed or findable by persons of ordinary skill in the art more
than one year prior to the '679 patent's earliest priority
date. These questions suggested that there may be at least three
ways to show public accessibility for documents on the Internet:
(1) direct evidence that others accessed the prior art at the
relevant timeframe, (2) evidence that the prior art was indexed at
the relevant timeframe, and (3) evidence (potentially from an
expert) of how persons of ordinary skill in the art would have
known how to access the prior art at the relevant timeframe, such
as the links they could have clicked to navigate to the webpage
hosting the reference. The case should be monitored to see whether
and how the Federal Circuit addresses the questions raised during
the oral argument.
This article is intended to provide information of general interest to the public and is not intended to offer legal advice about specific situations or problems. Brinks Gilson & Lione does not intend to create an attorney-client relationship by offering this information and review of the information shall not be deemed to create such a relationship. You should consult a lawyer if you have a legal matter requiring attention. For further information, please contact a Brinks Gilson & Lione lawyer.
We operate a free-to-view policy, asking only that you register in order to read all of our content. Please login or register to view the rest of this article.