Anti-Money Laundering (AML), Bank Secrecy Act (BSA) and sanctions compliance and enforcement have become leading issues for companies across the full spectrum of the world's economy. Join Gibson Dunn partners as they discuss significant trends, emerging issues, and areas of risk in this dynamic, constantly evolving space.
Topics to be covered include:
- Regulatory and Enforcement Trends in AML/BSA and Sanctions Examinations and Enforcement
- Key Developments in AML Enforcement and Developments in Core Sanctions Programs
- What To Expect in 2019 and Beyond
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Stephanie L. Brooker is co-chair of Gibson Dunn's Financial Institutions Practice Group. She is former Director of the Enforcement Division at FinCEN, and previously served as the Chief of the Asset Forfeiture and Money Laundering Section in the U.S. Attorney's Office for the District of Columbia and as a trial attorney for several years. Ms. Brooker represents financial institutions, multi-national companies, and individuals in connection with BSA/AML, sanctions, anti-corruption, securities, tax, wire fraud, and "me-too" matters. Her practice also includes BSA/AML compliance counseling and due diligence and significant criminal and civil asset forfeiture matters. Ms. Brooker was named a 2018 National Law Journal "White Collar Trailblazer" and a Global Investigations Review "Top 100 Women in Investigations".
M. Kendall Day is a former Acting Deputy Assistant Attorney General in DOJ's Criminal Division. He focuses his practice on representing multi-national companies, financial institutions, and individuals in connection with criminal, regulatory, and civil enforcement actions involving anti-money laundering (AML)/Bank Secrecy Act (BSA), sanctions, FCPA and other anti-corruption, securities, tax, wire and mail fraud, unlicensed money transmitter, and sensitive employee matters. Mr. Day also provides clients AML/BSA compliance counseling and due diligence, and the defense of forfeiture matters.
Adam M. Smith is an experienced international trade lawyer who previously served in the Obama Administration as the Senior Advisor to the Director of OFAC and as the Director for Multilateral Affairs on the National Security Council. Mr. Smith focuses on international trade compliance and white collar investigations, including with respect to federal and state economic sanctions enforcement, the FCPA, embargoes, and export controls.
F. Joseph Warin is co-chair of Gibson Dunn's global White Collar Defense and Investigations Practice Group, and chair of the Washington, D.C. office's nearly 200-person Litigation Department. Mr. Warin's group was recognized by Global Investigations Review in 2018 as the leading global investigations law firm in the world, the third time in four years to be so named. Mr. Warin is a former Assistant United States Attorney in Washington, D.C. He is ranked annually in the top-tier by Chambers USA, Chambers Global, and Chambers Latin America for his FCPA, fraud and corporate investigations expertise. Among numerous accolades, he has been recognized by Benchmark Litigation as a U.S. White Collar Crime Litigator "Star" for nine consecutive years (2011–2019).
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