ARTICLE
9 February 2022

NASAA Surveys IAs And BDs To Improve Content For Qualifications Exams

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The North American Securities Administrators Association ("NASAA") undertaking an online national jobs analysis survey of investment advisers and broker-dealers to ensure that content covered by the Series 63, 65 and 66 exams aligns with current job requirements.
United States Strategy

The North American Securities Administrators Association ("NASAA") undertaking an online national jobs analysis survey of investment advisers and broker-dealers to ensure that content covered by the Series 63, 65 and 66 exams aligns with current job requirements. The survey can be accessed here. Participants should submit their responses by 8:00 p.m. ET on February 28, 2022.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More