ARTICLE
3 February 2026

Navigating Compliance Challenges: SEC Exams, Enforcement, Marketing Rule, And AI Trends (Video)

LS
Lowenstein Sandler

Contributor

Lowenstein Sandler is a national law firm with over 350 lawyers working from five offices in New York, Palo Alto, New Jersey, Utah, and Washington, D.C. We represent clients in virtually every sector of the global economy, with particular strength in the areas of technology, life sciences, and investment funds.
Lowenstein Sandler's Scott H. Moss and Courtney B. Posner and ACA Group's Carlo Di Florio and Julia Reyes lead a discussion on the state of play in areas of importance to senior legal and compliance professionals.
United States Finance and Banking

Lowenstein Sandler's Scott H. Moss and Courtney B. Posner and ACA Group's Carlo Di Florio and Julia Reyes lead a discussion on the state of play in areas of importance to senior legal and compliance professionals.

  • Fireside Chat: An Update on Exams and Enforcement
  • The Marketing Rule Update
  • AI: Use Cases and Trends

Speakers:

  • Scott H. Moss, Partner; Chair, Fund Regulatory & Compliance; Co-chair, Investment Management Group, Lowenstein Sandler LLP
  • Courtney B. Posner, Partner, Lowenstein SandlerLLP
  • Carlo Di Florio, President, ACA Group
  • Julia Reyes, Partner, ACA Group

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Lowenstein Sandler's lawyers across all practice areas frequently present at webinars, panel discussions, and other informative events on a wide range of topics of interest to the business and legal communities.

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