ARTICLE
26 October 2021

Comment Deadline Set For FINRA Extension Of Pilot Program On Clearly Erroneous Transactions

CW
Cadwalader, Wickersham & Taft LLP

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Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
A FINRA proposal to extend a pilot program that governs the review of "clearly erroneous transactions" in exchange-listed securities under FINRA Rule 11892 was published in the Federal Register.
United States Finance and Banking

A FINRA proposal to extend a pilot program that governs the review of "clearly erroneous transactions" in exchange-listed securities under FINRA Rule 11892 was published in the Federal Register. The extension would move the expiration date from October 20, 2021, to April 20, 2022. Comments on the proposed extension must be submitted by November 12, 2021.

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