United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

CFPB Enjoined From Enforcing Personal Financial Data Rights Rule 1033

On October 29th, the Eastern District of Kentucky (the "Court") enjoined the CFPB from enforcing the Personal Financial Data Rights Rule (the "Rule") until it has completed its reconsideration of the Rule.

United States Finance

MV

Moore & Van Allen

DIDMCA Opt-Out Update—Tenth Circuit Reverses Colorado Preliminary Injunction

Litigation involving Colorado's opt-out from the interest exportation provisions of the Depository Institutions Deregulation and Monetary Control Act of 1980 (DIDMCA)...

United States Finance

MB

Mayer Brown

FinCEN Publishes FAQs To Reduce Certain Compliance Burdens Associated With SAR Filings

On October 9, 2025, the U.S. Department of the Treasury's Financial Crimes Enforcement Network ("FinCEN"), jointly with the Board of Governors of the Federal Reserve System...

United States Finance

MB

Mayer Brown

2025 Global Bank Review - Innovating Amid Turbulence

This issue explores how financial institutions are navigating global transformation with resilience, innovation, and strategic clarity...

United States Finance

KL

Herbert Smith Freehills Kramer LLP

US Senate Banking Committee Unveils Digital Asset Market Structure Draft

United States Finance

ML

McMillan LLP

The Payment Puzzle: Strategic Billing For Organizations (Podcast)

United States Finance

AC

Ankura Consulting Group LLC

Investor Letters In Subscription Credit Facilities: Strategic Benefits For SMAs And Concentrated Investor Funds

United States Finance

MB

Mayer Brown

The Opportunity For CLOs In The Middle East

United States Finance

D

Dechert

Senate Finance Committee Takes Up Taxation Of Digital Assets

United States Finance

KG

K&L Gates LLP

FDIC Revises Examination Schedule

United States Finance

BS

Ballard Spahr LLP

Global Survey Of ESG Regulations For Asset Managers

Worldwide Finance

KG

K&L Gates LLP

County Court Rejects Discrimination Claim On Procedural Grounds But Finds Refusal Of Financial Services Because A Company Is Russian Owned Would Amount To Direct Discrimination

United States Finance

KL

Herbert Smith Freehills Kramer LLP

CFPB Inspector General Says Bureau's Information Security Program Is Ineffective

United States Finance

BS

Ballard Spahr LLP

CFPB Proposes Changes To Section 1071 Rule

United States Finance

BS

Ballard Spahr LLP

Tariffs, Contracts And The Negotiation Imperative: Why The Old Playbook Won't Work

United States International

J

JAMS

District Court Invalidates Patents For Bridge Cheating Detection Software Under § 101

United States IP

JM

Jeffer Mangels Butler & Mitchell LLP

Green And Spiegel Partner Ksenia Maiorova Secures Major Win In NIL Visa Lawsuit

United States Immigration

Gs

Green and Spiegel

What Honeybees Have Taught Me About Dispute Resolution

United States Litigation

J

JAMS

California Air Resources Board Publishes Draft SB 261 Guidance

United States Commercial

RG

Ropes & Gray LLP

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Related Country Guides

Project Finance

Banking Regulation

Capital Adequacy/BASEL

Will Crypto Capital Find A Home In The U.S.?

Two recent scholarly articles, recent administrative law decisions, and the Report of the President's Working Group on Digital Assets ("PWG Report") may provide important clues for the potential future for the regulation of bank capital in the United States related to digital assets.

United States Technology

DW

Davis Wright Tremaine

OCC Settles With Bank Over Alleged BSA/AML Violations

On October 16, the OCC announced a formal agreement with a national bank in Florida for alleged unsafe or unsound practices related to board oversight, corporate governance, strategic and capital planning, and compliance with the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) requirements.

United States Finance

SM

Sheppard Mullin Richter & Hampton

IRS Proposes Ending Look-Through Rule For Domestic Corporation REIT Ownership

The Internal Revenue Service issued Proposed Regulations that, if finalized, will eliminate a recently introduced rule for determining whether a REIT is a domestically-controlled REIT (a DC-REIT).

United States Tax

CO

Cozen O'Connor

U.S. Pet Grooming & Boarding: Ankura Industry Spotlight (October 2025)

United States Commercial

AC

Ankura Consulting Group LLC

Basel Endgame: Divergence, Competition And The Next Strategic Moves

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Federal Reserve Announces Update For One Firm's Individual Capital Requirements

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

FDIC Outlines Major Reforms

United States Finance

BS

Butler Snow LLP

Arnold & Porter Discusses The CLARITY Act

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

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Debt Capital Markets

Hybrid Horizons – Hybrid Capital Market Trends

Hybrid Capital — financing instruments such as debt-like preferred equity and Holdco notes that sit between pure equity and traditional debt instruments...

United States Finance

PR

Proskauer Rose LLP

Federal Reserve Finalizes Updates To Its Large Financial Institutions (LFI) Supervisory Ratings Framework

On November 5, 2025, the Federal Reserve Board ("FRB") finalized changes to its supervisory rating framework for large bank holding companies. The finalized LFI framework is substantially similar...

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Private Credit 2026 Private Credit In Fund Finance: From Customer To Colleague

Banks pioneered the fund finance market – private credit will be an integral part of its growth going forward. Private credit funds and their sponsors have gained significance in fund finance...

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Navigating Market Cycles And Risk Management With Ran Eliasaf (Podcast)

United States Real Estate

AY

A.Y. Strauss

Back Leverage In European CRE: Key Structures

Worldwide Finance

RG

Ropes & Gray LLP

Financing Nonlegal Asset Acquisitions In Law Firm MSO Partnerships: What Investors Should Know

United States Commercial

HK

Holland & Knight

CFPB Issues Rule That FCRA Preempts State Measures Barring Medical Debt

United States Finance

GP

Goodwin Procter LLP

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

United States Finance

AM

Alvarez & Marsal

Need A Penny? Too Bad: Legal Implications Of The U.S. Penny Shortage

United States Finance

HK

Holland & Knight

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Charges, Mortgages, Indemnities

Derivatives For REITs: Managing Risks And Rewards

In the modern age, public REITs use derivative instruments to manage risk, raise capital and manage their sources and uses of capital based on future commitments.

United States Finance

GP

Goodwin Procter LLP

Private Credit 2026 Private Credit In Fund Finance: From Customer To Colleague

Banks pioneered the fund finance market – private credit will be an integral part of its growth going forward. Private credit funds and their sponsors have gained significance in fund finance...

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Mortgage Banking Update - November 6, 2025

November 6 – Read the newsletter below for the latest Mortgage Banking and Consumer Finance industry news, written by Ballard Spahr attorneys.

United States Finance

BS

Ballard Spahr LLP

The Power Of A Simple Notice

United States Real Estate

CW

Cadwalader, Wickersham & Taft LLP

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

United States Real Estate

PC

Pryor Cashman LLP

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

United States Finance

CO

Cozen O'Connor

Licensing Link October 2025

United States Finance

MB

Mayer Brown

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Continuing Update On Retroactive Application Of New York's Foreclosure Abuse Prevention Act

United States Finance

HK

Holland & Knight

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Financial Services

CFPB Enjoined From Enforcing Personal Financial Data Rights Rule 1033

On October 29th, the Eastern District of Kentucky (the "Court") enjoined the CFPB from enforcing the Personal Financial Data Rights Rule (the "Rule") until it has completed its reconsideration of the Rule.

United States Finance

MV

Moore & Van Allen

DIDMCA Opt-Out Update—Tenth Circuit Reverses Colorado Preliminary Injunction

Litigation involving Colorado's opt-out from the interest exportation provisions of the Depository Institutions Deregulation and Monetary Control Act of 1980 (DIDMCA)...

United States Finance

MB

Mayer Brown

FinCEN Publishes FAQs To Reduce Certain Compliance Burdens Associated With SAR Filings

On October 9, 2025, the U.S. Department of the Treasury's Financial Crimes Enforcement Network ("FinCEN"), jointly with the Board of Governors of the Federal Reserve System...

United States Finance

MB

Mayer Brown

2025 Global Bank Review - Innovating Amid Turbulence

United States Finance

KL

Herbert Smith Freehills Kramer LLP

US Senate Banking Committee Unveils Digital Asset Market Structure Draft

United States Finance

ML

McMillan LLP

Legal Tips For Dealing With Your Core Processing Vendor

United States Commercial

BS

Ballard Spahr LLP

California Enacts New Law Requiring California Licensure For Pharmacists-in-Charge Of Nonresident Pharmacies — Effective July 1, 2026

United States Healthcare

BI

Buchanan Ingersoll & Rooney PC

The Payment Puzzle: Strategic Billing For Organizations (Podcast)

United States Finance

AC

Ankura Consulting Group LLC

Overview ESG And The Sustainable Economy Handbook

United States Commercial

KG

K&L Gates LLP

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Latest Videos

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Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

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