United States: Finance and Banking

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Multi-Entity Fund Complexes And The Investment Company Act: Look-Through Rules, Integration Doctrine And Related Considerations
A significant portion of private funds rely on the exemptions from registration under either Section 3(c)(1) or Section 3(c)(7) (Registration Exemptions) of the Investment Company Act of 1940 (Investment Company Act). Section 3(c)(1) exempts issuers whose outstanding securities are beneficially owned by 100 or fewer persons (100 Person Limit).
United States Finance
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Lowenstein Sandler
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