The Cabinet Regulatory Tracker is a list of comment deadlines, expiration dates and effective dates. Click on the links below to view deadlines from October 16, 2020 to October 31, 2020.
Comment Deadlines
- October 16: FINRA - "Pennying" Practice in Corporate Bond Market
- October 19: NCUA - Transition to the Current Expected Credit Loss Methodology
- October 22: CFTC - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (85 FR 59470)
- October 23: CFTC - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (85 FR 59702)
- October 26: CFTC - Bankruptcy Regulations
- October 26: FDIC - Transferred OTS Regulations Regarding Nondiscrimination Requirements
- October 28: FDIC - Removal of Transferred OTS Regulations Regarding Prompt Corrective Action Directives and Conforming Amendments to Other Regulations
Expiration Dates
- October 18: FINRA - Pilot Period Related to FINRA Rule 6121.02 (Market-wide Circuit Breakers in NMS Stocks)
- October 20: FINRA - Pilot Program Deadline Pushed Back for Transactions in Exchange-Listed Securities in 2020
Effective Date
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.