ARTICLE
13 September 2024

The Alternative Investor – September 2024 Edition

The September edition of The Alternative Investor is out. In this edition, guest writers focus on Dubai as a fast-growing hub for alternative funds.
United Kingdom Finance and Banking

The September edition of The Alternative Investor is out. In this edition, guest writers focus on Dubai as a fast-growing hub for alternative funds.

Our Regulation roundup in this month's edition includes:

  • "Re-bundling" of research and execution services permissible from 1 August 2024;
  • Asset manager to pay €250 million to investors following FCA investigation;
  • SEC fines investment adviser $1.8 million for mishandling Material Nonpublic Information;
  • Investment adviser fined $6 million for failing to disclose conflicts and seek Best Execution;
  • SEC charges short seller and firm for publishing false stock trading recommendations; and
  • 26 firms are fined more than $470 million for off-channel communications.

Click below for the September edition of The Alternative Investor:

The Alternative Investor

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