Thailand: Securities

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Thai SEC Proposes Expanding Oversight To Cover Funding Sources Of Capital Markets Operators

Following Thailand’s recent expansion of the “major shareholder” definition for securities and digital asset businesses, the Securities and Exchange Commission (SEC)...

Thailand Commercial

TG

Tilleke & Gibbins

Thailand Adds Digital Asset Operators To Institutional Investor Definition

Thailand's Securities and Exchange Commission (SEC) has broadened the definition of institutional investors, expanded the types of qualifying investments...

Thailand Technology

TG

Tilleke & Gibbins

Thailand Expands "Major Shareholder" Definition For Securities And Digital Asset Businesses

Thailand's Ministry of Finance and Securities and Exchange Commission (SEC) have issued regulations broadening the criteria for determining...

Thailand Commercial

TG

Tilleke & Gibbins

Thai SEC Issues New Regulation On Related-Party Transactions

Thailand's Securities and Exchange Commission (SEC) has overhauled its approach to related-party transactions (RPTs) by issuing new rules that simplify approval processes while expanding...

Thailand Commercial

TG

Tilleke & Gibbins

Thai SEC Issues New Regulation On Material Transactions

Thailand Commercial

TG

Tilleke & Gibbins

Thai Depositary Receipts: A Look At The Underlying Offshore Shares Requirement

Thailand Commercial

TG

Tilleke & Gibbins

Precautions For Directors Of IPO Candidates And Listed Companies In Thailand

Thailand Commercial

TG

Tilleke & Gibbins

Corporate Governance Comparative Guide

Thailand Commercial

PP

Pisut & Partners

Thai SEC Eases Rules On Fundraising, But Risks Remain

Thailand Commercial

TG

Tilleke & Gibbins

Thailand To Regulate Offshore Digital Asset Businesses

Thailand Technology

TG

Tilleke & Gibbins

Thailand Legal Basics

Thailand Commercial

TG

Tilleke & Gibbins

Thai SEC Proposes Changes To Takeover Rules

Thailand Commercial

TG

Tilleke & Gibbins

Fintech Insights: Digital Asset Business Regulations In Thailand

Thailand Technology

TG

Tilleke & Gibbins

New Thai SEC Guidelines Simplify Market Entry For Foreign Securities Businesses

Thailand Commercial

TG

Tilleke & Gibbins

Thailand Insurance Industry: AI And Privacy Regulatory Updates

Thailand Technology

TG

Tilleke & Gibbins

Thailand Expands "Major Shareholder" Definition For Securities And Digital Asset Businesses

Thailand Commercial

TG

Tilleke & Gibbins

Comprehensive Policy: Thailand’s AI Governance Framework

Thailand Technology

TG

Tilleke & Gibbins

Thailand Issues New Group-Wide Insurance Risk Supervision Rules

Thailand Insurance

TG

Tilleke & Gibbins

Thailand Ties Data Center Tax Breaks To Workforce And Supply Chain Development

TG

Tilleke & Gibbins

Thai SEC Clarifies Reporting Requirements For Shares Held By Directors And Executives

On September 27, 2024, the Securities and Exchange Commission of Thailand (SEC) issued a circular clarifying reporting obligations in relation to listed company securities held by the company's directors...

Thailand Commercial

TG

Tilleke & Gibbins

Thailand Issues Notifications On Sustainability-Related Tokens

On June 1, 2024, Thailand's Securities and Exchange Commission (SEC) issued four notifications amending existing regulations to recognize sustainability...

Thailand Technology

TG

Tilleke & Gibbins

Thai Capital Markets Rules Recap For Q1/2024

This is the first in a series of quarterly articles prepared by Tilleke & Gibbins' capital markets practice group in Thailand, with a view to providing periodic updates on material changes...

Thailand Finance

TG

Tilleke & Gibbins

Company Directors In Thailand: Guidelines And Q&A On Duties And Liability

Under Thailand's Civil and Commercial Code (CCC), private limited companies are managed by one or more directors under the control of a general meeting of the shareholders.

Thailand Commercial

TG

Tilleke & Gibbins

The Beginning Of The New Market: A Brief Regulatory Comparison Of LiVEx, SET And Mai

Thailand Commercial

NA

Nishimura & Asahi

A Comparison Of M&A Laws: Thailand

Thailand Commercial

TG

Tilleke & Gibbins

Thailand Tightens Qualifications For Payment Service Operators

Thailand Finance

TG

Tilleke & Gibbins

Thailand Approves New Private Placement Rules For Listed Companies

Thailand Commercial

TG

Tilleke & Gibbins

Thailand's SEC Sets Security Measure Requirements For Digital Asset Custody

Thailand Technology

TG

Tilleke & Gibbins

Thailand Inviting Public Comments On Proposed Changes To Rules For Securities Issuers And Listed Companies

Thailand Commercial

TG

Tilleke & Gibbins

Thailand's SEC Updates Regulatory Framework For Digital Asset Businesses

Thailand Technology

TG

Tilleke & Gibbins

Thailand's SEC Opens Public Hearing Period On ICO Portal Regulations

Thailand Commercial

TG

Tilleke & Gibbins

Thailand's SEC Proposes To Regulate Ready-to-Use Utility Tokens

Thailand Commercial

TG

Tilleke & Gibbins

Taxation Of Digital Assets - Thailand

Thailand Technology

FS

Formichella & Sritawat Attorneys at Law Co., Ltd.

Thailand's SEC Updates Regulatory Framework For Digital Asset Businesses

Thailand's Securities and Exchange Commission (SEC) has announced three new regulatory requirements, which primarily require digital asset business operators to provide investors...

Thailand Technology

TG

Tilleke & Gibbins

Thailand's SEC Opens Public Hearing Period On ICO Portal Regulations

On June 23, 2022, Thailand's Securities and Exchange Commission (SEC) opened a public hearing period on regulatory controls for initial coin offering (ICO) portals that serve as...

Thailand Commercial

TG

Tilleke & Gibbins

Thailand's SEC Proposes To Regulate Ready-to-Use Utility Tokens

On May 30, 2022, Thailand's Securities and Exchange Commission (SEC) announced that it would start regulating ready-to-use utility tokens, a type of digital token that had previously been exempted...

Thailand Commercial

TG

Tilleke & Gibbins

Taxation Of Digital Assets - Thailand

According to the Thai Securities and Exchange Commission, investors had opened only 170,000 accounts with an exchange or digital asset trading center licensed by the SEC by 2020.

Thailand Technology

FS

Formichella & Sritawat Attorneys at Law Co., Ltd.

Lex Mundi Guide To Doing Business In Thailand 2021

Thailand Commercial

TG

Tilleke & Gibbins

More Amendments To The Civil And Commercial Code Proposed

On 17th October 2017, the Cabinet approved drafts of amendments to the Civil and Commercial Code (the "CCC") ...

Thailand Commercial

PL

LawPlus Ltd

The SEC's New Weapons In The Fight Against Market Manipulators

Preventing market manipulation is key to maintaining the credibility of capital markets. Insider trading, wash trading, churning, and pumping and dumping are just a few of the types of manipulation...

Thailand Commercial

PL

PriceSanond Ltd

Relaxation Of The Minimum Paid-Up Capital Requirements For Securities And Derivatives Operators

In August 2017 the Thai SEC issued a hearing paper on the reduction of minimum paid-up capital requirements for securities and derivatives operators in Thailand.

Thailand Finance

BM

Baker McKenzie

Doing Business In Thailand: 3 Key Things To Follow In 2016

In 2015, the key change for companies operating in Thailand was the regulation on accounting and legal firms not to disclose registered addresses to clients.

Thailand Commercial

TG

TMF Group BV

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AK & Partners

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IndiaLaw LLP

Faster Rights Issue: Redefining Capital Raising By Listed Entities (Video)

CP

Corporate Professionals

Explore secured creditor appointments and processes with insights from Lander & Rogers experts.

CP

Cathro & Partners

Validity Of A Notice For Re Assessment Under Income Tax Act, 1961 Against A Struck Off Company (Video)

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Shraff Legal Advocates

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