Switzerland: Securities

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Swiss Asset Managers Can Apply As Registered Investment Advisers (RIAs) With The SEC Again

On June 10, 2025, FINMA announced that an agreement had been reached with the US Securities and Exchange Commission (SEC): With immediate effect, the SEC will resume processing new and pending...

Switzerland Commercial

SW

Schellenberg Wittmer Ltd

US SEC Gives Green Light To Swiss-Based Investment Adviser Registration Applications

On June 10, 2025, the US Securities and Exchange Commission (SEC) announced that it will immediately resume processing new and pending...

Switzerland Commercial

MB

Mayer Brown

Banking Regulation 2025

In the aftermath of the financial crisis of 2008/2009, Switzerland launched a massive overhaul of its financial regulations, in pursuit of several objectives.

Worldwide Finance

BK

Bär & Karrer

Lift Of Swiss Protective Measures Against EU Trading Venues

On 29 January 2025, the Swiss Federal Council (the Federal Council) decided to lift protective measures introduced when the European Union (EU)...

European Union Commercial

BK

Bär & Karrer

New FINMA Circular On The Rules Of Conduct For Financial Service Providers Has Come Into Force

Switzerland Finance

VA

Vischer AG

Corporate Governance Comparative Guide

Switzerland Commercial

BR

Binder Rechtsanwälte KLG

Group Companies As Intermediaries For Swiss Transfer Stamp Tax Purposes: Important Clarifications Of The Swiss Federal Tax Administration

Switzerland Tax

LS

Lenz & Staehelin

Stay Compliant When Raising Funds For Your Startup: 8 FAQs

Switzerland Finance

VA

Vischer AG

FINMA Circular On Consolidated Supervision Of Financial Groups

Switzerland Commercial

SW

Schellenberg Wittmer Ltd

连接中瑞：中国公司在瑞士证券交易所（SIX）上市全球存托凭证（GDR）之兴起

Worldwide Commercial

KC

Kellerhals Carrard

SIX Exchange Regulation Publishes Guideline On Its Revised Directive On Regular Reporting Obligations

Switzerland Commercial

AA

Advestra AG

Capital Markets: Derivatives 2024

Switzerland Finance

SW

Schellenberg Wittmer Ltd

Understanding Anti-Dilution Clauses

Switzerland Commercial

LP

Logan & Partners

Blockchain 2024, Trends And Developments

Switzerland Technology

SW

Schellenberg Wittmer Ltd

Deal Ticker: Kellerhals Carrard Supports Galenica To Enter The Diagnostics Business By Acquiring Labor Team

Switzerland Commercial

KC

Kellerhals Carrard

Newsletter Du 31 Mars Au 11 Avril 2025 | N° 103

Switzerland Criminal

MB

Monfrini Bitton Klein

Trademarks Comparative Guide

DV

Da Vinci Partners LLC

NEWSLETTER Du 12 Mai Au 23 Mai 2025 | N° 105

Switzerland Criminal

MB

Monfrini Bitton Klein

The Swiss Federal Inheritance Tax Initiative: Key Considerations Ahead Of The Referendum On 30 November 2025

Switzerland Tax

A

Altenburger

Initial Public Offerings Laws And Regulations Switzerland 2024

Going public may serve several goals: it may help a company gain access to a broader investor base, raise the capital it needs in order to activate its growth potential and strengthen its market position...

Switzerland Commercial

BK

Bär & Karrer

New Draft FINMA Circular On Conduct Rules For Financial Service Providers

On May 15, 2024, FINMA launched a consultation on a new circular (the Draft Circular) outlining its supervisory practice with regard to certain conduct requirements under the Financial Services Act...

Switzerland Finance

SW

Schellenberg Wittmer Ltd

New Reporting Channel For Disclosure Notifications Regarding Companies With Shares Listed In Switzerland

Within the framework of further digitalisation, SIX Exchange Regulation (SER) launched its new platform "OLSdigital" on 4 March 2024 with the aim of digitalising and simplifying the submission of disclosure notifications.

Switzerland Commercial

BK

Bär & Karrer

Tokenization Of Real-World Assets

The tokenisation of real assets is revolutionising the financial industry and other sectors by offering new forms of investment and asset management.

Switzerland Technology

OL

OA Legal

SIX To Roll-Out New Electronic Platform For Disclosure Of Significant Shareholdings

Switzerland Commercial

LS

Lenz & Staehelin

Revised Rules On Management Transactions & Ad Hoc Publicity

Switzerland Commercial

SW

Schellenberg Wittmer Ltd

The Role Of Recognised Representation On The Swiss Stock Exchange

Switzerland Finance

LL

LINDEMANNLAW

Current Changes In Management Transactions And Ad Hoc Publicity

Switzerland Finance

VA

Vischer AG

SIX Exchange Regulation Revises The Rules On The Disclosure Of Management Transactions And Ad Hoc Publicity

Switzerland Commercial

AA

Advestra AG

An Analysis And Guidance On The Revised SIX Provisions On Management Transactions And Ad Hoc

Switzerland Finance

AA

Advestra AG

Revised Six Regulations On Disclosure Of Management Transactions And Ad Hoc Publicity

Switzerland Finance

BK

Bär & Karrer

Management Transactions And Ad Hoc Publicity: SIX Swiss Exchange Publishes Amended Rules

Switzerland Finance

LS

Lenz & Staehelin

SDX To Allow Bonds Already Listed On Recognized Foreign Venues And On SIX To Be Admitted For Trading

Switzerland Commercial

LS

Lenz & Staehelin

Swiss Corporate Law Reform: The Key Changes

Worldwide Commercial

DG

Dixcart Group Limited

Revised Six Regulations On Disclosure Of Management Transactions And Ad Hoc Publicity

On 1 November 2023, SIX Exchange Regulation Ltd. ('SER') announced amendments to its regulations pertaining to the disclosure of management transactions and ad hoc publicity.

Switzerland Finance

BK

Bär & Karrer

Management Transactions And Ad Hoc Publicity: SIX Swiss Exchange Publishes Amended Rules

On November 1, 2023, the SIX Swiss Exchange published amendments to its rules on disclosure of management transactions and ad hoc publicity.

Switzerland Finance

LS

Lenz & Staehelin

SDX To Allow Bonds Already Listed On Recognized Foreign Venues And On SIX To Be Admitted For Trading

On 14 September 2023, the SIX Regulatory Board announced that the listing rules of SDX have been amended to allow for bonds already listed on recognized foreign trading venues and on SIX to be admitted to trading.

Switzerland Commercial

LS

Lenz & Staehelin

Swiss Corporate Law Reform: The Key Changes

New Swiss corporate law came into force on 1 January 2023. The transition period for Swiss companies to adapt their articles of association and regulations to the new corporate law is two years...

Worldwide Commercial

DG

Dixcart Group Limited

Alternative Investment Funds 2023

Switzerland Finance

BK

Bär & Karrer

Banking Regulation 2022, Ninth Edition

In the aftermath of the financial crisis of 2008/2009, Switzerland launched a massive overhaul of its financial regulations.

Switzerland Finance

BK

Bär & Karrer

Shares In The Form Of Ledger-Based Securities

n September 2020, the Swiss Federal Act on the Amendment of Federal Law with respect to Developments in the Technology of Distributed Electronic Ledgers was unanimously adopted by Swiss Parliament.

Switzerland Commercial

BK

Bär & Karrer

Courts Offer End To Uncertainty Over Swiss STT In M&A Deals

Swiss securities transfer tax (STT) remains a recurring theme in Swiss M&A transaction.

Switzerland Commercial

BK

Bär & Karrer

Mergers & Acquisitions 2022

Swiss M&A transactions related to public companies are mainly governed by the Swiss Financial Market Infrastructure Act ("FMIA"; including its implementing ordinances) and the Swiss Federal Merger Act ("MA").

Switzerland Commercial

BK

Bär & Karrer

Abolishing Of Interest Withholding Tax May Happen On 1 January 2023

Switzerland Tax

LL

Loyens & Loeff

Swiss Special Purpose Acquisition Company – Frequently Asked Questions II

Switzerland Commercial

LL

Loyens & Loeff

Abolishment Of Swiss Withholding Tax On Bond Interest Payments

Switzerland Tax

LS

Lenz & Staehelin

First Approval Granted For A Stock Exchange And Central Securities Depository For Trading Of Tokens

Switzerland Finance

LL

Loyens & Loeff

The Looming End Of Libor – Fallback Protocols And Transition To Alternative Reference Rates

Switzerland Finance

A

Altenburger

New Prospectus Requirements In Full Effect

Switzerland Commercial

BK

Bär & Karrer

FINMA Publishes Its Ordinance On Financial Institutions

Switzerland Finance

LS

Lenz & Staehelin

Alternative Investment Funds Comparative Guide

Switzerland Finance

FI

First Independent Fund Services LTD.

Margin Calls – How Can Investors Protect Their Position?

Switzerland Finance

L

Lalive

Improved Legal Framework For Blockchain And Distributed Ledger Technologies (DLT)

Switzerland Technology

LS

Lenz & Staehelin

FINMA Authorizes SIX Exchange Regulation And BX Swiss As Review Bodies For Review And Approval Of Prospectuses

Switzerland Finance

LS

Lenz & Staehelin

Swiss Parliament Adopts Innovative DLT Legislation

Switzerland Finance

BK

Bär & Karrer

FINSA / FIDLEG – Aspects Of Convertible Bond Issues In Switzerland

Switzerland Finance

MM

MLL Meyerlustenberger Lachenal Froriep Ltd

Consequences Of The Coronavirus – Contract Adjustment And Restructuring

Switzerland Coronavirus

PD

Prager Dreifuss

Banking Regulation 2020 - Switzerland

Switzerland Finance

BK

Bär & Karrer

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