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Published 12 Sep 2025
SEC Announces The Appointment Of A New Director Of The Division Of Corporation Finance
Goodwin Procter LLP
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Published 12 Sep 2025
Nasdaq Proposes To Tighten Listing Standards And Add Special Requirements For China-Based Companies
Lowenstein Sandler
Article
Published 11 Sep 2025
SEC Releases Spring 2025 Regulatory Agenda: A Re-Set For Investment Management And Heavy Emphasis On Crypto Assets
Katten Muchin Rosenman LLP
Article
Published 11 Sep 2025
SEC Spring 2025 Agenda: Key Takeaways For Investment Advisers
Proskauer Rose LLP
Article
Published 11 Sep 2025
Ninth Circuit Clarifies SEC Disgorgement Standard, Aligning With The First And Fifth Circuits And Disagreeing With The Second Circuit
Sheppard Mullin Richter & Hampton
Article
Published 11 Sep 2025
Howey vs. Risk Capital: Differences In Securities Law Tests Take On Greater Importance In A Period Of Potential Growth In State-Level Securities Enforcement
WilmerHale
Article
Published 11 Sep 2025
Delaware Court Of Chancery Reaffirms Bar Against Discovery To Plead Demand Futility
Cadwalader, Wickersham & Taft LLP
Article
Published 11 Sep 2025
D.C. Circuit Gives Proxy Advisory Firms A Pass
Cadwalader, Wickersham & Taft LLP
Article
Published 10 Sep 2025
SEC Grants No-Action Relief From Rule 17a-4 For Reliance On Central Registration Depository System To Maintain Electronically Signed Form U4 Filings
Mayer Brown
Article
Published 10 Sep 2025
SEC Welcomes A "New Day" With The Release Of Its Spring 2025 Regulatory Agenda
WilmerHale
Article
Published 10 Sep 2025
SEC Launches Cross-Border Task Force To Combat International Securities Fraud Targeting U.S. Investors
Goodwin Procter LLP
Article
Published 9 Sep 2025
SEC Announces Spring 2025 Regulatory Agenda
Ropes & Gray LLP
Article
Published 9 Sep 2025
Nasdaq Rule Proposal Seeks Enhanced Float And IPO Listing Requirements; Faster Delisting For Non-Compliant Companies
Mayer Brown
Article
Published 9 Sep 2025
Ninth Circuit Affirms Dismissal Of Securities Fraud Suit: Marketing Slogan Alone Not Actionable Under Section 10(b) And Rule 10b-5
Sheppard Mullin Richter & Hampton
Article
Published 9 Sep 2025
SEC Announces Formation Of Cross-Border Task Force To Combat Fraud
Barnes & Thornburg LLP
Article
Published 9 Sep 2025
SEC Releases Unsurprising But Ambitious Spring 2025 Regulatory Agenda
Proskauer Rose LLP
Article
Published 9 Sep 2025
The SEC "Flexes" Its (De)Regulatory Agenda
K&L Gates LLP
Article
Published 8 Sep 2025
Know Your Standards: The Importance Of Accurate Proxy Disclosure And Application Of Quorum And Voting Standards
Jones Walker
Article
Published 8 Sep 2025
Nasdaq Proposes Significant Changes To Initial And Continued Listing Standards
Sheppard Mullin Richter & Hampton
Article
Published 5 Sep 2025
Simpson Thacher SEC Watch: Monthly Takeaways For Asset Managers - September 2025
Simpson Thacher & Bartlett