Cyprus Securities And Exchange Commission – New Supervisory And Compliance Requirements.

Elias Neocleous & Co LLC is the largest law firm in Cyprus and a leading firm in the South-East Mediterranean region, with a network of offices across Cyprus (Limassol, Nicosia, Paphos), Belgium (Brussels), Czech Republic (Prague), Romania (Budapest) and Ukraine (Kiev). A dynamic team of lawyers and legal experts deliver strategic legal solutions to clients operating in key industries across Europe, Asia, the Middle East, India, USA, South America, and China. The firm is renowned for its expertise and jurisdictional knowledge across a broad spectrum of practice areas, spanning all major transactional and market disciplines, while also managing the largest and most challenging cross-border assignments. It is a premier practice of choice for leading Cypriot banks and financial institutions, preeminent foreign commercial and development banks, multinational corporations, global technology firms, international law firms, private equity funds, credit agencies, and asset managers.

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The Cyprus Securities and Exchange Commission ( ‘’ CySEC’’) , whose Mission is to exercise effective supervision to ensure investor protection and the healthy development of the Cyprus securities market,

Cyprus

The Cyprus Securities and Exchange Commission ( '' CySEC'') , whose Mission is to exercise effective supervision to ensure investor protection and the healthy development of the Cyprus securities market, has announced an updated version of its ' MiFID 11 Supervisory briefing on appropriateness and execution only ' and its ' MiFID supervisory briefing on suitability '.

The purpose of these supervisory briefings is to promote a common supervisory approach in the application of the MiFID appropriateness / suitability rules to the competent authorities.

They cover areas such as Assessment of Appropriateness ; Obtaining Information from Clients; Warnings to Clients; Qualifications of the firm's staff and record keeping among others.

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