PRESS RELEASE
31 March 2025

Startups And Securities Regulations: Warren Cass On Investment Compliance In The Logic

GW
Gowling WLG

Contributor

Gowling WLG is an international law firm built on the belief that the best way to serve clients is to be in tune with their world, aligned with their opportunity and ambitious for their success. Our 1,400+ legal professionals and support teams apply in-depth sector expertise to understand and support our clients’ businesses.
Speaking recently with The Logic, Warren Cass, partner in Gowling WLG’s Corporate group, discussed the regulatory challenges facing startups operating in the investment space.
Canada

Speaking recently with The Logic, Warren Cass, partner in Gowling WLG's Corporate group, discussed the regulatory challenges facing startups operating in the investment space. The article examines a recent case involving Addy, a Vancouver-based real estate investment platform, which was fined by British Columbia regulators for trading securities without proper registration.

"A lot of people lost a lot of money in crypto," Cass said. "Regulators want companies that are innovating in the space to 'come through the front door' [to negotiate alternative compliance with regulations or customized exemptions] instead of skirting regulations."

To read the full article, click the link below (subscription may be required):

Contributor

Gowling WLG is an international law firm built on the belief that the best way to serve clients is to be in tune with their world, aligned with their opportunity and ambitious for their success. Our 1,400+ legal professionals and support teams apply in-depth sector expertise to understand and support our clients’ businesses.

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