A COMPILATION OF COMPREHENSIVE LEARNING SOLUTIONS, BESPOKE TRAINING SESSIONS, SPECIALISED WORKSHOPS AND COACHING SESSIONS

Training Session

TUESDAY

Mar 21, 2023

9:00 AM

To

TUESDAY

Mar 21, 2023

1:00 PM

WHERE?

Arendt House
41 Avenue John F. Kennedy
L-2082 Luxembourg
Luxembourg

Google Maps_

WHO?

speakers

Nicolas Deldime

Book_

Objectives

The attendees will gain solid knowledge of the MIFID 2 rules applicable to Investment Fund Managers authorised to render MIFID investment services.

Content

  1. Introduction – extent of the application of MiFID II to IFMs extended scope
  • Eligible investment services and their particularities
  • Operating conditions and organisational measures
  1. MIFID II rules:
  • Client categorization
    • MiFID definitions and other definitions
  • Information to clients
    • dos and don'ts
    • costs and charges: transparency
    • costs and charges disclosures: MiFID vs. KIIDs/ PRIIPs
  • Suitability & Appropriateness
    • nature of information to be gathered
    • record keeping
  • Inducement
    • MiFID 1, UCITS and AIFM Directives
    • change and impact linked to MiFID 2
    • independent investment advice
    • investment research: historical set-up and 2 options of unbundling investment research
  • Product governance
    • manufacturer and distributer
    • target market / EMT
  • Reporting to clients
    • content and periodicity
  • Best execution
    • main changes/ points of attention
    • policy
    • performance indicators (RTS 27 report, RTS 28 report)
  • Record-keeping
    • requirements (format (do's and don'ts), period of retention)
    • others (client order handling, service contract, etc.)

Speaker(s)

Nicolas Deldime (Partner, Arendt Regulatory & Consulting)

Target Group

Board members, daily managers, internal control functions, front/ middle/ back office persons involved in MIFID service rendered to clients.

Duration

4 hours

Language

English

Price

500€