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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Breaking Developments In National Bank Act Preemption (Podcast)

Our podcast show this week consists of a webinar we produced on November 10, 2025, titled, "Breaking Developments in National Bank Act Preemption."

United States Finance

BS

Ballard Spahr LLP

Financial Planning, Sourcing Your Future

A personalized financial plan can help bring clarity, confidence, and direction to your future.

United States Finance

KR

Kaufman Rossin

Using Graphics In Insurance Litigation: Turning Volume Into Clarity

Trials today are more visual than ever, and juries expect the same clarity they get from the media they consume daily.

United States Finance

WL

WIT Legal

Senate Ag Committee Releases Updated Crypto Market Structure Legislative Text

Updated legislative text incorporates much of Senate Ag's earlier discussion draft and focuses more narrowly on digital commodity intermediaries.

United States Finance

DW

Davis Wright Tremaine

Global FSR Outlook 2026: The Human Element

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Decision-making In Modern Financial Services – Using Tech While Staying Within The Lines

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

About AI In Financial Services

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Diffused Accountability – Is Recalibration Overdue?

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Top 5 – What's In Store For Financial Services In 2026?

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

SEC Provides Two-year Extension On Short Sale Reporting And Securities Lending Compliance

United States Finance

SR

McDermott Will & Schulte

Treasury Dusts Off The Rulebook For Sovereign Wealth Funds

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Digital Mortgage Assets: A Closer Look

United States Finance

MB

Mayer Brown

Credibly Challenged Podcast - Interview With Gregory Eskins, Global Cyber Product Leader At Marsh McLennan

United States Finance

MB

Mayer Brown

Financial Markets And Funds Quick Take | Issue 46

United States Finance

KM

Katten Muchin Rosenman LLP

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Webinars

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Recorded on 20 Jan 2026 | 3:00 PM

2026 Canadian In-House Counsel Report: Unparalleled Insights into Canada's In-House Profession from CBA In-House Lawyers

TC

CBA In-House Lawyers

Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Related Country Guides

Project Finance

Banking Regulation

Listing Rules & Flotation

Nasdaq Proposes Stricter Initial And Continued Listing Standards

The Nasdaq Stock Market LLC ("Nasdaq") recently proposed modifications to its initial and continued listing standards ("Proposed Listing Standards").

United States Finance

D

Dechert

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

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Acquisition Finance/LBOs/MBOs

How To Buyout A Business Partner (Part 3)

Closing the deal is only the beginning. In this final installment of our series "How to Buyout a Business Partner," we focus on what happens after the papers are signed.

United States Commercial

AC

Amini & Conant

How To Buyout A Business Partner (Part 1)

Buying out a business partner is like a divorce of sorts: the split can be emotional, complicated, and pivotal for your future.

United States Commercial

AC

Amini & Conant

How To Buyout A Business Partner (Part 2)

In Part One of our Buying Out a Business Partner series, we covered the signs it's time for a buyout, how to prepare for negotiations, and key terms to address. In this second installment, we dive deep into the mechanics of the transaction itself.

United States Commercial

AC

Amini & Conant

U.S. Private Equity Market Recap - September 2025

United States Commercial

RG

Ropes & Gray LLP

The Little Buy-Sell That Could

United States Anti-trust

FF

Farrell Fritz, P.C.

Seven Success Factors For Winning Section 363 Acquisitions

United States Insolvency

GP

Goodwin Procter LLP

PE Continues To Evolve And Enhance The Add-On Acquisition Process To Maximize Returns

United States Commercial

R

Riveron

Treasury And IRS Issue Final And Proposed Regulations Regarding Stock Repurchase Excise Tax Under Code Section 4501

United States Finance

AP

Arnold & Porter

Insights Into The Latest Treasury And IRS Proposed Regulations On Excise Tax For Corporate Stock Repurchases

United States Tax

KM

Katten Muchin Rosenman LLP

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Fund Management/ REITs

SEC Provides Two-year Extension On Short Sale Reporting And Securities Lending Compliance

On December 3, 2025, the US Securities and Exchange Commission (SEC) announced additional temporary exemptive relief from compliance with Securities Exchange Act of 1934...

United States Finance

SR

McDermott Will & Schulte

Hedge Fund Developments: Portable Alpha And SMAs

While insurance dedicated funds and rated feeders dominated specialized fund formation activity in the hedge funds market throughout 2025, portable alpha strategies are of growing interest.

United States Finance

SR

McDermott Will & Schulte

5th Circuit Gives Taxpayers Sirius Victory In Self-Employment Tax Case

On Friday, January 16, 2026, the U.S. Court of Appeals for the Fifth Circuit ruled in a 2-1 decision in Sirius Solutions, L.L.L.P. v. Commissioner that state-law limited partners in a partnership...

United States Tax

WS

Winston & Strawn LLP

CFTC Restores Registration Exemption For Many Private Fund Managers

United States Finance

SR

McDermott Will & Schulte

Elixir Shuts Down Its Stablecoin After Stream Finance's $93M Collapse

United States Finance

PL

Patterson Law Firm

SEC IM Director Shares Views On Proxy Voting

United States Finance

D

Dechert

What Does "Fair, Clear And Not-Misleading" Mean In The Context Of Fund Strategies?

United States Finance

JD

Jones Day

Year Ahead In The UK For Private Fund Managers

United States Finance

SR

McDermott Will & Schulte

FinReg Timeline 2026

United States Finance

PR

Proskauer Rose LLP

See more

Financial Services

Breaking Developments In National Bank Act Preemption (Podcast)

Our podcast show this week consists of a webinar we produced on November 10, 2025, titled, "Breaking Developments in National Bank Act Preemption."

United States Finance

BS

Ballard Spahr LLP

Financial Planning, Sourcing Your Future

A personalized financial plan can help bring clarity, confidence, and direction to your future.

United States Finance

KR

Kaufman Rossin

Using Graphics In Insurance Litigation: Turning Volume Into Clarity

Trials today are more visual than ever, and juries expect the same clarity they get from the media they consume daily.

United States Finance

WL

WIT Legal

Senate Ag Committee Releases Updated Crypto Market Structure Legislative Text

United States Finance

DW

Davis Wright Tremaine

AML/financial Crime In The UK And EU: Regulatory Priorities And Timelines For 2026–2028

Worldwide Government

AO

A&O Shearman

Global FSR Outlook 2026: The Human Element

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Decision-making In Modern Financial Services – Using Tech While Staying Within The Lines

Worldwide Finance

KL

Herbert Smith Freehills Kramer LLP

About AI In Financial Services

United States Finance

KL

Herbert Smith Freehills Kramer LLP

Diffused Accountability – Is Recalibration Overdue?

United States Finance

KL

Herbert Smith Freehills Kramer LLP

See more

Latest Videos

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The Who, When And How Of The New UK Prospectus And Public Offer Rules From An Equity Perspective (Podcast)

AO

A&O Shearman

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

Upcoming Events

The Defined Outcome Series

United States Finance

MB

Mayer Brown

2026 Global ETF Think Tank

United States Finance

KG

K&L Gates LLP

Securities Enforcement Forum New York 2026

United States Finance

W

WilmerHale

Interest Rate Protection Agreements: Strategies To Combat Interest Rate Volatility In An Uncertain Market

United States Finance

KM

Katten Muchin Rosenman LLP

Defense Tech – Recruit, Retain, Lead: Empowering Veteran Talent

United States Finance

HK

Holland & Knight

AUTM Annual Meeting 2026

United States Finance

FH

Finnegan, Henderson, Farabow, Garrett & Dunner, LLP

Speaking Engagement

Wealth Catalyst Salons: Freedom Capital Agency & Possibilities

United States Finance

FH

Foley Hoag LLP

10th Annual Risk Transfer Forum 2026

United States Finance

KM

Katten Muchin Rosenman LLP

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