Hong Kong: Securities

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Hong Kong Bonds Tokenization Support – How Can Hong Kong Subsidize Your Bond Tokenization Expenses?

On 28 November 2024, the Hong Kong Monetary Authority ("HKMA") launched the Digital Bond Grant Scheme ("DBGS") and began accepting applications.

Hong Kong Technology

H

Hauzen

Updates On Hong Kong's Uncertificated Securities Market Regime From An Offshore Perspective

Hong Kong's uncertificated securities market ("USM") initiative is scheduled to take effect in 2026, subject to market readiness. The Hong Kong Exchanges and Clearing Limited ("HKEx")...

Hong Kong Commercial

A

Appleby

Concurrent Share Buyback With Convertible Bonds Offering

On 20 June 2025, The Stock Exchange of Hong Kong Limited (the "Stock Exchange") published a listing decision LD139-2025 (the "Listing Decision").

Hong Kong Finance

O

ONC Lawyers

Hong Kong Capital Markets Update –Issue 05, August 2025

On 1 August 2025, the Stock Exchange of Hong Kong Limited (the "Exchange") published the consultation conclusion1 ("Conclusion") on its proposals to optimise IPO price discovery and open market requirements...

Hong Kong Commercial

KP

KPMG

New Public Fund Depositaries Regime

Hong Kong Finance

TL

Timothy Loh LLP

Hong Kong FSTB And SFC Consult On Regulatory Regimes For Virtual Asset Dealers And Custodians

Hong Kong Finance

DP

Davis Polk & Wardwell

LEAP Forward: Hong Kong Consults On Regulatory Frameworks For Virtual Assets Dealing And Custodian Services

Hong Kong Technology

HW

Howse Williams

Representing Financial Institutions In Multi-jurisdictional Anti-money Laundering Investigations

Worldwide Criminal

KL

Herbert Smith Freehills Kramer LLP

SFC And HKMA Issue Circulars On Staking Services

Hong Kong Technology

H

Hauzen

Landmark SFC Settlement: The Combest Holdings Case

Hong Kong Commercial

H

Hauzen

SFC And HKEX Collaborated In Enforcement Actions Against A Listed Company And Its Former Directors For Misconduct Involving Over HK$660 Million Of Losses, Seeking Disqualification And Compensation Orders

Hong Kong Commercial

TD

Tanner De Witt

Impact Of An Uncertificated Securities Market On The Constitutional Documents Of Hong Kong Listed Offshore Issuers

Hong Kong Commercial

A

Appleby

HKEx Released Consultation Conclusions On Reduction Of Minimum Spreads And New Corporate Governance Code

Hong Kong Commercial

A

Appleby

ケイマン諸島籍クローズドエンドファンドに関する規制に要注意

Hong Kong Commercial

C

Conyers

Hong Kong To Consider Updating Arbitration Legislation

Hong Kong Litigation

KL

Herbert Smith Freehills Kramer LLP

Safeguarding The Mentally Incapacitated: Navigating The Complex Framework For Appointing Mental Health Committees In Hong Kong

Hong Kong Healthcare

HS

Haldanes

AI Governance: Practical Guidance From Hong Kong Privacy Commissioner For Personal Data

Hong Kong Technology

MB

Mayer Brown

Gig Economy And Gig Workers – Evolving Compliance Needs For Employers In Hong Kong And Mainland PRC

Hong Kong Employment

WL

Withers LLP

保障精神上無行為能力人士: 委任受託監管人的法律框架

Hong Kong Healthcare

HS

Haldanes

Hong Kong's Securities And Futures Commission Launch FASTrack Authorisation For Luxembourg Funds

On 21 October 2024, the Hong Kong Securities and Futures Commission (the "SFC") announced a new fast track authorisation scheme for certain investment funds...

Worldwide Finance

MG

Maples Group

Maples Group Deals Announcement | Asia | June - August 2024

Please find below details of some of the notable transactions on which Maples and Calder, the Maples Group's law firms in Asia, have recently advised...

Hong Kong Finance

MG

Maples Group

Asset Protection In Light Of Recent Legislative Developments In Mainland China And Hong Kong

Recent legal developments in Mainland China and Hong Kong have introduced new challenges to Mainland Chinese high-net-worth individuals (HNWIs) in protecting their assets from creditors' claims.

Worldwide Commercial

MB

Mayer Brown

Insider Dealing – The Case Against Segantii Capital Management Limited And Certain Officers

On 2 May 2024, the Securities and Futures Commission ("SFC") announced that it has commenced criminal proceedings against Segantii...

Hong Kong Commercial

TD

Tanner De Witt

Hong Kong's Status As An International Financial Center Is Rock Solid

Hong Kong Commercial

MB

Mayer Brown

The Global – Your Offshore Corporate Law Questions Answered: July 2024

Hong Kong Commercial

A

Appleby

Campbells Advised Mobvoi Inc. On Its Initial Public Offering On The Main Board Of The Hong Kong Stock Exchange

Hong Kong Finance

C

Campbells

香港证监执法行动 - 上市公司首席财务官要小心

Hong Kong Commercial

LS

Lewis Silkin

HK SFC Enforcement Action - CFOs Of Listed Companies Beware

Hong Kong Commercial

LS

Lewis Silkin

Electronic Dissemination Of Corporate Communications By Hong Kong Listed Issuers From An Offshore Perspective

Worldwide Commercial

A

Appleby

GEM上市规则修订

Hong Kong Commercial

C

Conyers

Environmental And Social Investments: Opportunities And Key Considerations In Asia

Worldwide Commercial

WL

Withers LLP

SFC Circular On Intermediaries Engaging In Tokenized Securities Activities (Part 2)

Hong Kong Technology

KG

K&L Gates LLP

SFC Circular On Intermediaries Engaging In Tokenized Securities Activities (Part 1)

Hong Kong Technology

KG

K&L Gates LLP

GEM上市规则修订

香港联合交易所有限公司于2024年1月1日实施GEM上市规则改革。

Hong Kong Commercial

C

Conyers

Environmental And Social Investments: Opportunities And Key Considerations In Asia

It is certainly a 'bullish' outlook for environmental, social and governance ("ESG") investments.

Worldwide Commercial

WL

Withers LLP

SFC Circular On Intermediaries Engaging In Tokenized Securities Activities (Part 2)

In our previous blog, we discussed the Hong Kong Securities and Futures Commission (SFC)'s position on the taxonomy of tokenized securities and digital securities...

Hong Kong Technology

KG

K&L Gates LLP

SFC Circular On Intermediaries Engaging In Tokenized Securities Activities (Part 1)

On 2 November 2023, Hong Kong's Securities and Futures Commission (SFC) issued a circular addressing the participation of intermediaries in tokenized securities-related activities (the Circular).

Hong Kong Technology

KG

K&L Gates LLP

在香港家族办公室税务宽减制度下善用离岸结构

Hong Kong Commercial

C

Conyers

Hong Kong Stock Exchange Relaxes Double-Dipping Restriction

The Hong Kong Stock Exchange (HKEX) recently published a revised Guidance Letter HKEX-GL85-16 (Revised Guidance), which further relaxes the restriction on existing shareholders...

Hong Kong Commercial

MB

Mayer Brown

Taking Stock Of The New Regulatory Landscape For US And Hong Kong Listings

The triumphant listing of Luyuan Group Holding (Cayman) Limited ("Luyuan") on The Stock Exchange of Hong Kong Limited ("HKSE") and the jubilant ringing of the opening...

Worldwide Commercial

MG

Maples Group

Tokenisation Of SFC-Authorised Investment Products: What You Need To Know

The Securities and Futures Commission of Hong Kong (SFC) has on 2 November 2023 issued guidance for the tokenisation of investment products authorised by it for offer to the public in Hong Kong...

Hong Kong Commercial

KG

K&L Gates LLP

Hong Kong SFC Proposes New Guidelines For Market Soundings

Hong Kong's Securities and Futures Commission (SFC) has issued a consultation paper proposing draft new guidelines on market soundings.

Hong Kong Commercial

HS

Herbert Smith Freehills Kramer LLP

Updated Regulatory Approach For Intermediaries' Virtual Asset-related Activities

Hong Kong Commercial

MB

Mayer Brown

Hong Kong Court Of Final Appeal Confirms The SFC's Extra-territorial Reach

Hong Kong Litigation

MB

Mayer Brown

Hong Kong Proposes Guidelines For Market Soundings

Hong Kong Commercial

KG

K&L Gates LLP

Hong Kong Issuers Must Substantiate Basis Of Consideration And Valuations With Quantitative Details

Hong Kong Commercial

MB

Mayer Brown

APAC Monthly Private Wealth Legal Developments – September 2023

Worldwide Wealth Mgt

HS

Herbert Smith Freehills Kramer LLP

Hong Kong SFAT Affirms Two-Year Ban On Senior Manager For Conflict Of Interest Breaches

Hong Kong Litigation

MB

Mayer Brown

The Dual Licensing Regime For Virtual Asset Trading Platforms In Hong Kong – Part 3

KG

K&L Gates LLP

Amendments To The Hong Kong Codes On Takeovers And Mergers And Share Buybacks

Hong Kong Commercial

JD

Jones Day

APAC Monthly Private Wealth Legal Developments – August 2023

Worldwide Wealth Mgt

HS

Herbert Smith Freehills Kramer LLP

Sponsors Beware: Hong Kong SFC Imposes Another Heavy Fine For Sponsor Failures

Hong Kong Finance

MB

Mayer Brown

Securities And Futures Commission Issues Warning To Virtual Asset Trading Platforms

Hong Kong Technology

WS

Winston & Strawn LLP

Hong Kong SFC Concludes Consultations On Proposed Amendments To Enforcement-Related Provisions Of The Securities And Futures Ordinance

Hong Kong Commercial

MB

Mayer Brown

Hong Kong SFC Broadens Powers To Tackle Insider Dealing, But Puts On Hold Other Proposed Measures Following Industry Feedback

Hong Kong Commercial

HS

Herbert Smith Freehills Kramer LLP

Consultation Paper On The Hong Kong Securities And Futures Commission's Proposed Amendments To The Takeovers Codes

Hong Kong Commercial

JD

Jones Day

Licensing And Registration Of Depositaries Of SFC-Authorised Collective Investment Schemes In Hong Kong

Hong Kong Commercial

WS

Winston & Strawn LLP

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Latest Videos

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IL

IndiaLaw LLP

Faster Rights Issue: Redefining Capital Raising By Listed Entities (Video)

CP

Corporate Professionals

Explore secured creditor appointments and processes with insights from Lander & Rogers experts.

CP

Cathro & Partners

Validity Of A Notice For Re Assessment Under Income Tax Act, 1961 Against A Struck Off Company (Video)

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Shraff Legal Advocates

Anandita Basu | Mandatory Dematerialisation For Pvt Co.S (Video)

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JSA

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