Being better informed: financial regulatory, accounting and audit bulletin: December 2012
The Financial Stability Board led the surge of shadow banking recommendations in November, which we summarise in this month's feature article.
In the UK, asset managers were busy digesting the Financial Services Authority's (FSA) first Alternative Investment Fund Managers Directive (AIFMD) consultation and findings from a thematic review of conflicts of interest in asset management.
The FSA also published new capital proposals for self invested personal pension scheme (SIPP) providers and final rules on its large exposures regime. Retail firms are also preparing for the retail distribution review which comes into force 1 January 2013.
In the January edition we will cast our regulatory predictions for 2013.
Previous editions:
- November 2012: Being better informed
- October 2012: Being better informed
- September 2012: Being better informed
- August 2012: Being better informed
- July 2012: Being better informed
- June 2012: Being better informed
- May 2012: Being better informed
- April 2012: Being better informed
- March 2012: Being better informed
- February 2012: Being better informed
- January 2012: Being better informed
- December 2011: Being better informed
- November 2011: Being better informed
- October 2011: Being better informed
- September 2011: Being better informed
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
