ARTICLE
14 December 2012

MiFID: ESMA Guidelines

On 6 July 2012, ESMA published two sets of MiFID guidelines.
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On 6 July 2012, ESMA published two sets of MiFID guidelines: 

(i) guidelines on certain aspects of the MiFID suitability requirements ( ESMA/2012/387); 

and

(ii) guidelines on certain aspects of the MiFID compliance function requirements ( ESMA/2012/388).

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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