David Mahle

SEC Lifts Ban On Use Of Derivatives By Actively Managed Exchange Traded Funds

CFTC Division Issues No-Action Letter Impacting Mortgage REITs

FINRA Issues Investor Alert Regarding Risks Of Exchange-Traded Notes

The Wall Street Reform Act: Its Impact on Advisers to Private Funds

SEC Adopts Final Rules to Eliminate Perceived "Pay-To-Play" Practices by Investment Advisers and Private Fund Managers

SEC Proposes To Eliminate Perceived "Pay-To-Play" Practices By Investment Advisers And Private Fund Managers

SEC Proposes Amendments To The Investment Adviser Act Custody Rule To Provide Additional Safeguards To Client Assets

Hedge Fund Transparency Act Of 2009: Congress Considers Expansion Of Investment Fund Regulation

SEC Adopts Rule On Fraud By Advisers To Pooled Investment Vehicles; Defers On Standards For Accredited Investors In Certain Private Investment Vehicles

SEC Proposed Rulemaking On Prohibition Of Fraud By Advisors And Revised Standards For Accredited Investors