Article 06 Oct 2025 REMINDER: Regulation S-P Amendments – Upcoming Dec. 3, 2025 Compliance Date United States Commercial
Article 11 Sep 2025 Kelly Koscuiszka On AI In Finance: Balancing Innovation And Oversight United States Technology
Article 17 Feb 2025 Schulte Partner Kelly Koscuiszka On Regulatory Reprieve For Hedge Funds United States Finance
Article 14 Feb 2025 Exchange Act Rule 13f-2 And Related Form SHO Update: SEC Provides A One-Year Exemption From Rule 13f-2 Compliance United States Compliance
Article 12 Feb 2025 Securities Lending Update: SEC Approves Securities Lending Rules United States Commercial
Article 17 Dec 2024 Schulte Partner Kelly Koscuiszka On What Hedge Funds Can Expect Under A Paul Atkins-Led SEC United States Technology
Article 13 Nov 2024 REMINDER: SEC Short Position (Form SHO) Filing Deadline Fast Approaching United States Commercial
Article 10 Sep 2024 Past Political Contributions Matter: Recent SEC Settlement Highlights The "Look-Back" Provision And Strict Liability Nature Of The SEC's Pay-To-Play Rule United States Finance
Article 01 Jul 2024 Private Fund Managers Alert: New Filing Deadlines And Current Regulatory Focus Areas United States Finance
Article 18 Jun 2024 Securities Lending Update: SEC Extends Review Period For Proposed Securities Lending Rules United States Finance
Article 14 Jun 2024 SEC Adopts Information Security And Notification Amendments To Regulation S-P United States Privacy
Article 04 Jun 2024 REMINDER: T+1 Settlement Cycle And Corresponding RIA Books And Records Rules Go Into Effect May 28 United States Commercial
Article 29 Feb 2024 SEC Targets Certain Proprietary Trading Firms And Private Funds With Expanded "Dealer" Definition United States Commercial
Article 03 Nov 2023 SEC Division Of Examinations Releases 2024 Examination Priorities – What Private Fund Managers Should Know United States Commercial
Article 27 Jun 2023 SEC Marketing Rule Update: Additional Focus Areas In Examinations United States Commercial
Article 23 Jun 2023 SEC Form PF Reporting Changes Effective Dec. 11, 2023, And June 11, 2024 United States Commercial
Article 22 Jun 2023 California Privacy Rights Act Reminder: Enforcement Begins July 1, 2023 United States Privacy
Article 20 Jan 2023 The SEC's Staff Issues A New Marketing Rule FAQ On Net Performance Requirements United States Commercial
Article 03 Jan 2023 The New California Privacy Rights Act: Key Takeaways For Private Fund Managers United States Privacy