Sean Sadler

Ontario Capital Markets Tribunal Rules That Dealer Registration Is Not Required For A Project-specific Real Estate LP Capital Raise

CIRO To Consult On Whether Non-Tailored Advice Can Be Provided In The Order Execution Only Channel

Implications Of Shadow Trading In Canada

OSC Tribunal Okays Hedging Scheme In Cormark Decision (For Now)

CSA Announce Proposed Amendments To Principal Distributor Model In The Distribution Of Mutual Fund Securities

CSA's Recent Guidance On AI In Capital Markets

L'avenir de la finance : Comment l'utilisation de l'intelligence artificielle (IA) pour la prestation de conseils en placement est-elle réglementée?

The Future Of Finance: How Is The Use Of Artificial Intelligence In The Dispensation Of Investment Advice Regulated?

Important September 28 Filing Deadline Coming Soon For Foreign Derivatives Advisers And Derivatives Dealers

Highlights Of The OSC Registrant Report For 2023-24 For PMs, IFMs And EMDs