Foley Hoag attorneys Lisa Wood, John Murray and Christian Garcia authored an overview for The Investment Lawyer on recent developments in the SEC's enforcement program and the outlook for this year.
Segments include:
- A Year of Continuity, Change, and Division within the SEC
- Commission's Authority Faces Constitutional Challenges, Legislative Proposals
- Insider Trading Still a Focus
- Investment Advisers Remain a Prime Target for SEC Enforcement
- Interpretive Guidance on Disclosure of Conflicts
- Digital Assets and Cybersecurity Remain Enforcement Priorities
- Public Company Accounting and Disclosure Remain an Enforcement Mainstay
- Municipal Securities Remain an Enforcement Concern
- The FCPA Remains a Focus
Read Volume I and Volume II of the series.
Article originally published on 1 May 2020
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.