ARTICLE
12 January 2017

MSRB To Review Amended Disclosure Requirements

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
At an upcoming webinar, MSRB will review "key provisions" of amendments to (i) MSRB Rule G-15 on confirmation, clearance, settlement and other uniform practice requirements...
United States Corporate/Commercial Law

At an upcoming webinar, MSRB will review "key provisions" of amendments to (i) MSRB Rule G-15 on confirmation, clearance, settlement and other uniform practice requirements with respect to transactions with customers, and (ii) MSRB Rule G-30 on prices and commissions related to the disclosure of markups and markdowns on certain customer confirmations, as well as guidance on prevailing market prices.

The webinar will take place on January 12, 2017 from 3:00 to 4:00 p.m., Eastern Standard Time.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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