Patentability and Novelty (Articles 52
and 54 EPC)
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T 1319/04 Nicotinic acid
compositions for treating hyperlipidemia / Kos Life
Sciences, Inc.
TBA Decision of 22 April 2008 (to be published
in the Official Journal)
Chairman: U. Oswald
Members: J. Riolo, S.
Perryman, A. Lindner and
P. Mühlens
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This case concerned an appeal by the applicant
from a decision of the Examining Division to refuse
its medical use patent application for lack of
novelty. The application concerned a new dosage
regime for a known pharmaceutical for the treatment
of hyperlipidemia. The Examining Division had held
that this dosage regimen reflected a medical
activity excluded from patentability under
Article 52(4) EPC 1973, and could
not therefore be considered to represent a further
medical indication from which novelty could be
derived.
As the application was pending on the date on
which EPC 2000 came into force,
under the transitional provisions the application
now had to be considered under the provisions of
Articles 53(c),
54(4), and 54(5) EPC
2000 (following the decision in T
1127/05).
The TBA stated that it was not aware of any
other case yet having been decided under
Article 54(5) EPC 2000 and noted
that it had no express equivalent in EPC
1973. However, it referred to the
travaux préparatoires for
EPC 2000, and decided that
Article 54(5) EPC 2000 was
intended to enshrine the decision of the Enlarged
Board in G 5/83 on second medical
use patents. The Board therefore considered the
background to, and reasoning behind, the decision
of the Enlarged Board in G
5/83.
Prior to G 5/83, it was
understood in most contracting states to
EPC 1973 that a known substance or
composition which, as part of the state of the art,
was no longer patentable in itself could be
patented for a first use as a medicament, but that
no patent could be granted for the discovery of a
second possibility of using that substance as a
medicament. However, the Enlarged Board concluded
that the intention of Article 52(4) EPC
1973 was to free from restraint only
non-commercial and non-industrial medical
activities and that this exception to patentability
should not be allowed to go beyond its proper
limits. Therefore it was legitimate in principle to
allow claims directed to the use of a substance for
the manufacture of a medicament for a specified new
and inventive therapeutic application, even where
the manufactured medicament had previously been
disclosed. However, the cases considered by the
Enlarged Board in G 5/83 (and in
the parallel decisions G 1/83 and
G 6/83) concerned use of a known
medicament to treat a new illness. There had
therefore been no reason to distinguish between a
use to treat a new illness and a use to treat the
same illness with a different dosing regimen.
The Board then considered case law subsequent to
G 5/83 on different categories of
novel and inventive therapeutic uses in order to
determine support for the patentability of novel
dosage regimens. In particular, the Board referred
to T 1020/03, in which a pure
dosage regimen was recognised for the first time as
not being excluded from patentability. However, the
Board recognised that there was also a line of
cases (followed by the Examining Division in the
present case) which had reasoned that that pure
dosage regimens were not patentable over the prior
art, in part because the disclosure of the use of a
medicament for treating a particular illness was
deemed to make known all possible dosing regimens
using that medicament to treat that illness. The
justification for this view is that the assessment
of the right dosage was so much a question between
physician and patient that preservation of the
physician's freedom to assess the right
dosage must take precedence over any right to
obtain a patent.
However, the Board in the present case held that
this would require the attribution of a very
special meaning to the prohibition of patenting
"methods of treatment by therapy" in
Articles 53(c) and 54(5)
EPC 2000. The travaux
préparatoires for EPC
2000 did not hint at any such special
interpretation and therefore the Board considered
that an authoritative interpretation was required,
which only the Enlarged Board could provide. The
Board also noted that this was an important point
of law, as the situation arose quite frequently,
and that if patenting of novel dosing regimens was
excluded then applicants needed to know this for
certain.
The Board therefore referred the following three
questions to the Enlarged Board of Appeal:
- Where it is already known to use a particular
medicament to treat a particular illness, can
this known medicament be patented under the
provisions of Articles 53(c) and
54(5) EPC 2000 for use in a
different, new and inventive treatment by therapy
of the same illness?
- If the answer to question 1 is yes, is such
patenting also possible where the only novel
feature of the treatment is a new and inventive
dosage regime?
- Are any special considerations applicable
when interpreting and applying Articles
53(c) and 54(5) EPC
2000?
These questions are now pending under reference
G 2/08.
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Patentability
(Article 53(b) and Rule 23 b(5)
EPC)
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T 1242/06: Method for
breeding tomatoes having reduced water content and
product of the method / Unilever NV
TBA Decision of 4 April 2008 (to be published in
the Official Journal)
Chairman: U. Kinkeldey
Members: R. Moufang and
M. Wieser
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This was an appeal from an interlocutory
decision of the Opposition Division concerning a
patent relating to methods of breeding tomatoes
that produced tomatoes with a reduced water
content. The central issue was the interpretation
of Article 53(b) EPC because the
decision under appeal had held that certain of the
claimed subject matter was excluded under
Article 53(b) and Rule
23b(5) EPC as an essentially biological
process for the production of plants.
The Technical Board hearing the appeal had
referred two questions on the interpretation of
these provisions to the EBA in T
83/05 which is currently pending as
G 2/07 (see summary in the July
2007 Issue), and it decided to limit the oral
proceedings to the issue of a possible further
referral.
The TBA considered it would not be appropriate
to decide on the scope of the exclusions with
G 2/07 still pending. It was
therefore left with the option of either staying
the proceedings or, if appropriate, referring
additional questions. Recognising that the case
raised further issues of interpretation, it took
the latter course. Previous caselaw of the EPO such
as T 320/87 suggested that
necessity for human intervention alone was not
sufficient for a process to be deemed not
"essentially biological". The
patentee argued that this position had been changed
by Rule 26(5) EPC, a provision
introduced through implementation of the
Biotechnology Directive (Directive
98/44/EC). However, the TBA considered
that the mere fact that some kind of human
intervention is required in a process does not,
even in light of Rule
26(5), mean that a process
necessarily escapes the exclusions; the crucial
issue was what kind of human intervention is
required for it to do so.
Accordingly, and in light of the particular
issues before it, the TBA referred the following
further questions to the Enlarged Board:
- Does a non-microbiological process for the
production of plants consisting of steps of
crossing and selecting plants fall under the
exclusion of Article 53(b) EPC only if these
steps reflect and correspond to phenomena which
could occur in nature without human
intervention?
- If question 1 is answered in the negative,
does a non-microbiological process for the
production of plants consisting of steps of
crossing and selecting plants escape the
exclusion of Article 53(b) EPC merely because it
contains, as part of any of the steps of crossing
and selection, an additional feature of a
technical nature?
- If question 2 is answered in the negative,
what are the relevant criteria for distinguishing
non-microbiological plant production processes
excluded from patent protection under Article
53(b) EPC from non-excluded ones? In particular,
is it relevant where the essence of the claimed
invention lies and/or whether the additional
feature of a technical nature contributes
something to the claimed invention beyond a
trivial level?
These further questions are now pending under
reference G 1/08 and the EBA has
indicated they will be considered in consolidated
proceedings with G 2/07.
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Claims (Article 84 EPC)
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T 1808/06: Oxygen-absorbing
label / Multisorb Technologies Inc
TBA Decision of 14 February 2008
Chairman: P. Kitzmantel
Members: W. Ehrenreich and
M-B. Tardo-Dino
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The claims of the patent in dispute in this case
had been amended during examination with the patent
being granted in amended form (see T
139/01). Then, during opposition
proceedings, one of the opponents had argued that
the description and the figures were not correctly
adapted to the amended claims, and that the
inconsistencies gave rise to an objection under
Article 84 EPC. The Opposition
Division, relying on Article 69(1)
EPC, had adopted a less stringent approach
to adaptation of the description than to the
claims.
On appeal, the Technical Board of Appeal stated
that in order to meet the requirements of
Article 84 EPC that the claims be
supported by the description, the adaptation of the
description had to be performed carefully in order
to avoid inconsistencies between the claims and the
description which could render the scope of the
claims unclear. The reliance by the Opposition
Division on Article 69(1) EPC to
justify its less stringent approach was wrong as
Article 69(1) relates to the scope
of the invention, and does not apply directly at
the examination or opposition stage. The Board
considered that the reference to Article
69(1) in the Guidelines to
Examination, Part C, chapter III, point
4.3 was misleading. When removing
inconsistencies between the description and the
claims, the Board confirmed that only
Article 84 EPC should be
applied.
The Board also confirmed that it was only where
the removal of inconsistencies between the
description and the claims was not possible for
procedural reasons (for example where no amendment
was possible of the granted version) that
Article 69(1) could, purely as an
auxiliary construction, be invoked for an
interpretation of the claimed subject-matter.
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EPO Procedure (Rules 56 and 89
EPC)
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T 1093/05: Verfahren und
Schaltung zur Multiplikation eines Multiplikanden
und eines Multiplikators nach dem Booth-Verfahren
in iterativen Schritten (Method and circuit for
multiplying a multiplicand and a multiplier by the
Booth-method in iterative steps) /
Infineon Technologies AG
TBA Decision of 13 June 2007 (to be published in
the Official Journal)
Chairman: S. Steinbrener
Members: P. Schmitz, S. Wibergh, K.
Bumes and G. Weiss
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This was an appeal by the patentee against the
Examining Division's notification not to
correct a patent under Rule 89 EPC
1973.
Before grant of the patent application, the
Examining Division gave notice of the amendments to
the patent claims and description that it intended
to adopt in the granted version pursuant to
Rule 51(4) EPC 1973. The patentee
did not agree with these amendments and submitted
an amended version of the description with a
request to grant the patent based on this
description and the claims as filed. However, the
Examining Division then granted the patent with the
amendments included in the Rule
51(4) notification which were different to
the version the patentee had asked for. Notably,
the decision to grant the patent contained the
following statement: "The amendments
requested by the applicant and received by the EPO
on 00.00.00 have been considered."
The patentee had then applied for a correction
of the decision pursuant to Rule 89 EPC
1973 on the basis that a error had been
made, but this request was rejected by the
Examining Division. The Examining Division stated
that the applicant's request for amendments
had not been received by the day of the decision
and the Examining Division was therefore of the
opinion that the decision to grant the patent did
not contain an obvious error. Consequently, it
could not be corrected on the basis of Rule
89 EPC 1973, and could only be appealed by
the patentee.
It was the Examination Division's
decision to reject the correction under
Rule 89 which was considered by
the TBA in this case. The patentee argued that it
appeared that the Examining Division had granted
the patent with the requested amendments but had
forgotten to insert the correct date. The date
"00.00.00" constituted an obvious error
in the sense of Rule 89 EPC
1973.
The TBA upheld the decision of the Examining
Division. It considered that Rule 89 EPC
1973 only provides for linguistic errors,
errors of transcription and obvious mistakes to be
corrected. It took the view that, as the decision
to grant the patent referred to the notification
according to Rule 51(4) EPC 1973,
the grant of the patent was based on those
amendments. It is the established practice of the
EPO that the electronically generated form for
granting a patent always contains the sentence
"The amendments requested by the applicant
and received by the EPO on 00.00.00 have been
considered" if no amendments have been
submitted or if they have not been considered. In
such circumstances, no concrete date is inserted
but only the figures "00.00.00"
are shown. As decisions of the EPO have to be
interpreted from the point of view of how a
knowledgeable addressee participating in legal
relations with the EPO would have understood the
decision in good faith, this practice of the EPO
was regarded as known to such an addressee. In any
event, the lack of a concrete date indicated a
mistake had been made.
Since the patent had been granted in a form to
which the patentee had not consented, the TBA like
the Examination Division consider this to be a
material procedural mistake which could only be
rectified on appeal.
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J 0003/06: Über
Viadukte geführter Oberbau für
schienengebundene
Fahrzeuge (Railway track on
viaduct) / Heitkamp Rail GmbH et
al.
LBA Decision of 17 December 2007 (to be
published in the Official Journal)
Chairman: B. Günzel
Members: W. Sekretaruk and
C. Rennie-Smith
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This was an appeal by the patentees against a
decision of the Receiving Section of the EPO which
dismissed the patentees' application to
claim 10 January 2004 as the date of filing of its
application and to rescind the Receiving
Section's notice of loss of priority rights
from the patentees' related German patent
application.
The patentees had filed the application on 10
January 2004 submitting a description, claims and
drawings. Upon examination, figure 3 of the
drawings was found to be missing. The Receiving
Section notified the patentees that, upon
re-submission of the missing drawing in due time,
the date of filing would be deemed to be the date
of the re-submission pursuant to Rule 43
(2) EPC 1973. A decision was then made to
that effect.
The patentees appealed the decision. They were
of the opinion that the Receiving Section should
have kept 10 January 2004 as the date of filing
based on Rule 56 (3) EPC 2000. The
new provision stipulates that, if the missing
drawings are filed within the due period, and the
application claims priority from an earlier
application, the date of filing shall remain the
date on which the requirements for the date of
filing were fulfilled, provided that the missing
drawings were completely contained in the earlier
application. With respect to the applicability of
Rule 56 EPC 2000, the patentees
argued that it refers to Article 90 EPC
2000 which applies to all pending
applications at the entry into force of EPC
2000. Thus, in its view, the same should
hold true for Rule 56 EPC
2000.
However, the LBA shared the Receiving
Section's view that Rule 43 (2) EPC
1973 and not Rule 56 EPC
2000 was applicable. It emphasised that
EPC 2000 generally only applies to
applications filed after EPC 2000
came into force, unless the Administrative Council
had decided otherwise. As to the rules of the
Implementing Regulations to
EPC 2000, they apply to all
applications as far as they are subject to the
provisions of EPC 2000. It is
therefore important to know which particular
Article of EPC 2000 is implemented
by which particular rule.
It was the LBA's opinion that
Article 80 EPC 2000 rather than
Rule 56 EPC 2000 implemented
Article 90 EPC 2000. As
Article 80 EPC 2000 is only
applicable to applications having been filed after
EPC 2000 entered into force, the
same applies to the corresponding Rule 56
EPC 2000. Thus, the LBA considered that
the old regime applied, according to which the day
on which the missing drawing is submitted is
considered to be the filing date.
It should be noted that the LBA has also
confirmed that these principles apply in relation
to the applicability of these and other EPC
1973 / 2000 articles in J
0010/07.
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