| Source/Date | Brief description |
|---|---|
|
Consob 30/11/2018 |
Amendments of Issuers Regulation – Consob Consob published Resolution No. 20686 of November 9, 2018 concerning the threshold for exemption from the requirement to publish a prospectus. The Resolution entered into force on November 30, 2018. For further information in Italian, click here. |
|
Consob 30/11/2018 |
Suitability Requirements – MiFID II – Consob Consob published a notice concerning ESMA guidelines on MiFID II suitability requirements. For further information in Italian, click here. |
|
IVASS 29/11/2018 |
Insurance Premiums – IVASS IVASS published Order No. 80 regarding the determination of the percentage for the calculation of the management charges to be deducted from the insurance premiums collected in 2019 for the calculation of the supervisory fee on insurance and reinsurance business. For further information in Italian, click here. |
|
OCF 29/11/2018 |
Financial Advisory – Supervisory Authority and Register - OCF OCF issued a statement with reference to: (i) notifications obligations by the members; (ii) new OCF website; (iii) arrangements for access to website. |
|
Consob 23/11/2018 |
Issuers Regulation – Listed Shares of SME – Consob Consob published a clarification on the application modalities of Resolution n. 20621 dated 10 October 2018 concerning the definition of Issuers listed shares of "SME". For further information in Italian, click here. |
|
Consob & OCF 23/11/2018 |
Supervisory Authority – Register of the Financial Advisors (OCF) OCF and Consob published a press release: "From December 1, 2018, the final stage in the handover from Consob to the OCF shall be completed for the supervision of Financial Advisors". For further information in Italian, click here. |
|
Italian Ministry of Economy 22/11/2018 |
Anti-money-laundering – Bearer Bank books- Ministry of Economy Statement of the Italian Ministry of Economy dated November 22, 2018: "anti-money-laundering - redemption obligation of bearer bank books no later than December 31, 2018". For further information in Italian, click here. |
|
Italian Parliament 22/11/2018 |
Insurance Agents – Amendments of the rules
concerning the Insurance Agents Draft law is currently under discussions in the Italian Senate and it concerns the applicable rules on the Insurance Agents. |
|
Consob 21/11/2018 |
Amendments of Issuers Regulation No. 20710 – Financial Products – Consob Consob resolution No. 20710 concerning Implementation of Issuers regulation regarding pre-contractual information of the financial products issued by Insurance Undertakings. For further information in Italian at the following, click here and here. |
|
Italian Government 21/11/2018 |
Benchmarks Regulation The Italian Government proposed a legislative decree concerning the provisions for the implementation of the Benchmark Regulation and Regulation (EU) No. 2015/2365 which provides the criteria for transparency of securities financing transactions. For further information in Italian, click here. |
|
Consob 15/11/2018 |
Financial Advisory – Supervisory Authority and Register – Consob Consob issued Resolution No. 20704 concerning the supervisory authority and the single register for financial advisors in accordance with the following law dated December 28, 2015, n. 208, art. 1, paragraph 31 and Article 41, letters a) and b). For further information in Italian, click here. |
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