- within Accounting and Audit, Privacy, Media, Telecoms, IT and Entertainment topic(s)
- with readers working within the Chemicals industries
As the year end is approaching, we would like to take this opportunity to remind you of some key regulatory deadlines on the horizon:
| Item | Timeline |
|---|---|
| All counterparties to financial transactions to seek Legal Entity Identifiers from the ISE | September 2013 (onwards) |
| Fitness and Probity Standards – annual certifications and on-going due diligence1 | 1 December 2013 |
| Corporate Governance Code – annual reviews | 31 December 2013 |
| Application of Capital Requirements Regulation and Capital Requirements Directive IV | 1 January 2014 |
| Annual audited financials; sub-fund profile; financial derivative instrument return; statutory auditor confirmation regulatory report2 | 1 January 2014 |
| Deadline for implementation of SEPA payments in credit institutions | 1 February 2014 |
| EMIR reporting start date for counterparties' reporting to trade repositories | 12 February 2014 |
| ESMA Guidelines on ETFs and UCITS – close of transition period | 18 February 2014 |
| KIID annual update to be filed with the Central Bank of Ireland3 (no later than) | 19 February 2014 |
| Deadline for submission of applications for authorisation as an AIFM or internally managed AIF, pre 22 July 20144 | 21 February 2014 |
| Submission by UCITS of a Fund's Annual Survey of Liabilities to the Central Bank of Ireland | Q1 2014 |
1The fitness and probity standard came into full effect in December 2012 and requires on-going monitoring of relevant controlled persons including an annual certification and maintenance of a register
2See Regulatory Reporting requirements of Irish authorised investment funds – Vol. 1.2 – April 2013
3No later than 35 business days post year end 2013. See regulatory Reporting requirements of Irish authorised investment funds – Vol. 1.2 – April 2013
4Click here to view the publication notice
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
