ARTICLE
11 March 2025

Ensuring Compliance With Solid Waste Management Rules: Legal Framework, Challenges, And Solutions

KS
King, Stubb & Kasiva

Contributor

King Stubb & Kasiva (KSK) - Advocates & Attorneys is a full-service law firm in India that has been operating since 2005 based in Delhi, Mumbai, Bengaluru, Chennai, Hyderabad, Kochi, & Italy with 120+ professionals. We specialise in M&A, litigation, arbitration, employment, labour, banking, finance, e-commerce, and emerging technology practices.
Solid waste management (SWM) forms an integral part of environmental governance in India and influences public health, urban sustainability, and ecological balance.
India Environment

Introduction

Solid waste management (SWM) forms an integral part of environmental governance in India and influences public health, urban sustainability, and ecological balance. Through improper disposal of solid waste, air- and water-borne pollution, soil contamination, as well as a contribution to climate change via methane emissions from landfills, Indian officials recognize the urgency of addressing effective waste management and pledged to tailor the Solid Waste Management Rules-2016 (SWM Rules) in consonance with the Environment Protection Act, 1986. These rules lay down a comprehensive legal framework needed in order to lay the general responsibility for various stakeholders, and compliance requirements. However, despite the stringent regulations, their implementation remains elusive, as has been pointed out by the landmark MC Mehta v. Union of India verdict of the Supreme Court.

Legal Framework Governing Solid Waste Management

Solid Waste Management Rules, 2016

The SWM Rules, 2016 superseded the Municipal Solid Wastes (Management and Handling) Rules, 2000. The changes extended the scope of permissions to include development and local authority areas as well as commercial establishments and industrial sectors. Its key components in terms of provisions are as follows:

Segregation at Source: For every household, office, and institution, waste must be segregated into four groups: biodegradable, non-biodegradable, recyclable, and hazardous waste. This will not only ensure efficient processing but also minimize dependency on landfills.

Extended Producer Responsibility (EPR): It has become an obligation for plastic, packaging, or non-biodegradable materials manufacturers and brand owners to set up channelization to collect post-consumer waste and ensure its disposal or recycling.

Duties of Local Bodies: Urban Local Bodies (ULBs) and Gram Panchayat must ensure the scientific disposal of waste through its entire life cycle, from collection to transportation, treatment, and disposal. It should also ensure awareness programs for citizens on sustainable waste management.

Treatment of Waste: Cities generating over 100 TPD of solid waste will be required to have some form of composting, bio-methanation, and energy-to-waste disposal so that landfill use can be avoided and circular economy principles could be applied.

Banning Open Dumping and Incineration: Open dumping and incineration of waste, especially when pertaining to plastic and biomedical waste, will be barred strictly, owing to the ever-present environmental and health hazards.

Integrating the Informal Sector: The rules recognize the contribution made by waste-pickers and waste collectors to the municipal waste management processes, of which there should be formal integration to boost recycling and waste recovery.

Environmental Protection Act, 1986

The SWM Rules are grounded in the Environment Protection Act of 1986, which grants the Central Government the authority to manage environmental pollution, including waste management. This Act acts as a comprehensive framework that allows authorities to impose penalties for failing to comply with environmental regulations.

Plastic Waste Management Rules, 2016

These rules oversee the generation of plastic waste, requiring manufacturers and sellers to establish take-back systems and incorporate recycled materials in their packaging. Recent updates have imposed stricter rules regarding single-use plastics.

Other Complementary Regulations

Bio-Medical Waste Management Rules, 2016 – These rules govern the disposal of hazardous medical and hospital waste.

Construction and Demolition Waste Management Rules, 2016 – These regulations require the scientific disposal of debris resulting from construction activities.

E-Waste Management Rules, 2016 – These rules manage the disposal of electronic waste and encourage recycling efforts.

Hazardous and Other Wastes (Management and Transboundary Movement) Rules, 2016 – These regulations focus on the disposal of hazardous waste and oversee the import and export of waste materials.

Observations of the Supreme Court in MC Mehta v. Union of India1.

In a recent mandate (February 2025), the Supreme Court highlighted the need for SWM Relief compliance on an urgent basis, which is to be borne especially in the field of National Capital Region (NCR). The key highlights of the judgment include:

State Accountability: The Court, directing NCR states (Delhi, Haryana, Uttar Pradesh, and Rajasthan), to file the affidavit of the compliance status of SWM Rules.

Focus on Waste Segregation: The Court noted that poor waste segregation in towns, particularly in Delhi, Gurugram and Faridabad, is leading to deterioration of the environment.

Strict Enforcement Measures: The bench cautioned that future non-compliance may result in limitations on construction works and environmental penalties to be levied by local authorities and industry units.

National Impact: The Court recognised that the problem is not limited to NCR, but is wider, extending to Indian cities, and called for compliance with SWM Rules across all the states in order to achieve the Smart Cities programme.

Challenges in Compliance

Although there are legislative structures, the issues noted above have left a gap in the implementation phase. This is due to various systemic and structural challenges:

  1. Inadequate Facilities: A number of the cities do not have appropriate waste disposal or treatment plants, which leads to scientific waste management and landfills filling beyond capacity.
  2. Poor Support and Follow Up: Most local authorities do not implement any punitive action against offenders because of administrative or political issues.
  3. Apathy from the Civil Society: Households and businesses largely ignore the waste separation practices because there is minimal awareness or motivation to do so.
  4. Failure in the Systems Under EPR Obligations: Many manufacturers and big businesses do not set up waste retrieval and recycling processes as they are supposed to do under their EPR responsibilities.
  5. Procrastination by the Legal and Administrative Bodies: Delays in court proceedings and bureaucratic processes reduce the speed of enforcement of policies on the environment.

Enhancing Compliance – Suggested Measures

To ensure compliance with SWM Rules, the steps outlined below are recommended:

  1. Effective Penalty Implementation: Hefty fines should be imposed on individuals, businesses, or municipal bodies that do not comply with the rules set out. This creates a deterrent.
  2. Building Local Authorities Capacities: The ULBs should be provided with additional financial, technical, and infrastructural support to improve the efficiency of waste management.
  3. Waste Management Campaigns: Governments should conduct public campaigns and education on responsible waste separation and disposal.
  4. Tackling Eco-Friendly Initiatives: Businesses utilizing effective waste management methods should be rewarded with tax and other subsidies.
  5. Use of Artificial Intelligence: AI-enabled, IoT enabled waste tracking, and online digital waste management systems can improve collection and processing systems.
  6. Implementing Circular Economy Concepts: Waste division for recycling and compositing, as well as the design of sustainable products, will help reduce the reliance on landfills while creating new business opportunities.

Conclusion

Effective compliance with Solid Waste Management Rules is essential for achieving environmental sustainability, urban cleanliness, and public health protection in India. The recent Supreme Court intervention reiterates the urgency of stringent enforcement. Addressing infrastructural deficiencies, strengthening legal enforcement, and promoting community participation can significantly enhance compliance levels. A multi-stakeholder approach involving government authorities, businesses, and the public is necessary to ensure a cleaner and healthier future for India. As the country moves towards sustainable urbanization, adherence to SWM Rules will play a pivotal role in shaping India's environmental governance landscape.

footnote

1 M.C. Mehta v. Union of India, 2025 SCC OnLine SC 268

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More