Canada: Commodities/Derivatives/Stock Exchanges

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

President Trump's Executive Order On Alternative Assets For U.S. Defined-Contribution Retirement Plans—And What It Means For The Secondaries Market

On August 7, President Trump signed Executive Order 14330, "Democratizing Access to Alternative Assets for 401(k) Investors", which aims to facilitate investments in alternative assets by participants in U.S. employer-sponsored defined-contribution retirement plans, ...

TL

Torys LLP

PIPE Transactions In Canada

This guide provides a high-level overview of private investments in Canadian public equities (PIPE), including common areas of negotiation, strategic...

Canada Commercial

OH

Osler, Hoskin & Harcourt LLP

Autorité Des Marchés Financiers Consultation On Fee Recalibration

On June 26, 2025, the Autorité des marchés financiers (AMF) published a notice of consultation regarding changes to certain fees and penalties prescribed by the Securities Act (Québec) and the Derivatives Act (Québec).

BL

Borden Ladner Gervais LLP

Consultation de l'Autorité des marchés financiers sur le recalibrage des droits

Le 26 juin 2025, l'Autorité des marchés financiers (AMF) a publié un avis de consultation concernant des modifications à certains droits et sanctions pécuniaires prescrits par la Loi sur les valeurs mobilières et la Loi sur les instruments dérivés du Québec.

BL

Borden Ladner Gervais LLP

Bill 92: New Omnibus Legislation Is Changing The Regulatory Framework Of Québec's Financial Sector

F

Fasken

Autorité des marchés Financiers Proposes Changes To Fee Structure Applicable To Firms Registered Or Relying On Exemptions In Québec

TL

Torys LLP

Expanded Enforcement Powers: Is CIRO Now Exercising 'Statutory' Powers?

OH

Osler, Hoskin & Harcourt LLP

OSC Adopts New Framework To Distribute Funds From Disgorgement Orders To Harmed Investors

Canada Litigation

OH

Osler, Hoskin & Harcourt LLP

Québec Amendments Affecting Financial Sector Aim To Harmonize With Other Canadian Jurisdictions

OH

Osler, Hoskin & Harcourt LLP

A Fair Share: OSC Finalizes Framework To Return Disgorged Funds To Harmed Investors

C

Cassels

Overview And Analysis Of The CLARITY Act

ML

McMillan LLP

La CVMO met la touche finale aux règles sur la distribution de fonds récupérés aux investisseurs lésés

BC

Blake, Cassels & Graydon LLP

Synchronizing Through Registration Delegation To CIRO

BL

Borden Ladner Gervais LLP

Next Wave Of CIRO Proficiency Requirements

Canada Consumer

BL

Borden Ladner Gervais LLP

Financial Services Dealmaking Trends: Developments And Considerations In M&A Transactions

TL

Torys LLP

AI Notetaking In The Boardroom

Canada Technology

BJ

Bennett Jones LLP

The CRA Issues A New Income Tax Folio On 'Deemed Interest Benefit On Shareholder Loans And Debts': How Is It Treated For Tax Purposes?

RS

Rotfleisch & Samulovitch P.C.

Reality Check: Alberta Court Weighs Costs Award Against Counsel For AI-Generated Case Law Hallucinations

Canada Technology

BC

Blake, Cassels & Graydon LLP

Contracts For Services vs. Contracts For Goods In Ontario

Canada Commercial

Pacific Legal PC

TSX Venture Exchange Updates Escrow Policy For New Listings

The TSX Venture Exchange (TSXV) has announced updates to its policy on escrow and resale restrictions. The immediately effective updates amended and renamed Policy 5.4 – Capital Structure...

Canada Commercial

BJ

Bennett Jones LLP

As The "Es" Crow Flies: TSX Venture Exchange Simplifies Listing Process With Amendments To Policy 5.4

Effective June 2, 2025, the TSX Venture Exchange (TSXV or Exchange) implemented significant amendments to Policy 5.4 (Policy), now titled "Capital Structure, Escrow and Resale Restrictions."

Canada Commercial

D

Dentons Canada LLP

A Tale Of Two Regimes: The U.S. GENIUS Act And Canada's Divergent Approach To Stablecoin Regulation

On 17 June, the U.S. Senate took a historic step for the digital asset industry by approving the Guiding and Establishing National Innovation in U.S. Stablecoins (GENIUS) Act.

Worldwide Technology

OH

Osler, Hoskin & Harcourt LLP

Derivatives Laws And Regulations Canada 2025

Ahmad Adam, Eugene Yeung and Raquel Moses contribute to the 2025 edition of the International Comparative Legal Guide to Derivatives Laws and Regulations.

MT

Miller Thomson LLP

SEC Requests Comment On Foreign Private Issuer Definition: Considerations For Canadian Issuers

Canada Commercial

GL

Goodmans LLP

Geographical Deviation Does Not Defeat The One Year Time Bar In The Hague-Visby Rules

Canada Litigation

GR

Gardiner Roberts LLP

Impact Of New Rules On Complaint Handling On Dealers And Advisers

BL

Borden Ladner Gervais LLP

CSA Makes Prudent Decision To Increase Limits Of The Listed Issuer Financing Exemption

MT

Miller Thomson LLP

CSA Finalizes Amendments To Public Crypto Asset Fund Rules

Canada Technology

BL

Borden Ladner Gervais LLP

Codifying Crypto: Changes To National Instrument 81-102 Regarding Investments In Crypto Assets

Canada Technology

ML

McMillan LLP

Developments In Class Action Law: Highlights From Q1 2025

Canada Litigation

AB

Aird & Berlis LLP

Canadian Government Financing For Large Enterprises Impacted By US Tariffs And Canadian Countermeasures

BJ

Bennett Jones LLP

Ontario Court Of Appeal Affirms Application Of Securities Laws To Crypto Asset Trading Platforms

Canada Technology

CM

Crawley MacKewn Brush LLP

Synopsis Of New U.S. And Canadian Metals And Minerals Tariff Treatment

Worldwide International

MT

McCarthy Tétrault LLP

Developments In Class Action Law: Highlights From Q1 2025

In Ocean Pacific Hotels Ltd. v. Lee, 2025 BCCA 57 ("Ocean Pacific"), the British Columbia Court of Appeal (the "BCCA") held that a breach of the duty of honest performance...

Canada Litigation

AB

Aird & Berlis LLP

Canadian Government Financing For Large Enterprises Impacted By US Tariffs And Canadian Countermeasures

Canada Development Investment Corp. (CDEV) has announced the launch of the Large Enterprise Tariff Loan (LETL) facility, a new government-backed loan facility to support large Canadian enterprises...

BJ

Bennett Jones LLP

Ontario Court Of Appeal Affirms Application Of Securities Laws To Crypto Asset Trading Platforms

In a recent decision, the Ontario Court of Appeal allowed a class action against one of the world's largest cryptocurrency trading platforms to continue.

Canada Technology

CM

Crawley MacKewn Brush LLP

Synopsis Of New U.S. And Canadian Metals And Minerals Tariff Treatment

Following a flurry of U.S. executive orders on tariffs and the Canada-U.S. trading relationship, there has been significant changes in the tariff treatment of minerals and metals.

Worldwide International

MT

McCarthy Tétrault LLP

TSX Proposes Amendments To Listing Requirements

BJ

Bennett Jones LLP

Nouvelles normes de conduite commerciale en dérivés pour les sociétés non canadiennes

Les Autorités canadiennes en valeurs mobilières (les « ACVM »)...

FF

Fasken (French)

New Derivatives Business Conduct Standards For Non-Canadian Firms

The Canadian Securities Administrators (the "CSA") recently enacted new regulations (the "Instrument") that impose business conduct standards (the "Standards")...

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Fasken

New Derivative Business Conduct Standards For Canadian Portfolio Managers

The Canadian Securities Administrators (the "CSA") have enacted new regulations (the "Instrument") that impose business conduct standards (the "Standards") on a wide range of parties...

F

Fasken

Nouvelles normes de conduite commerciale en dérivés pour les gestionnaires de portefeuille canadiens

Les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont adopté un nouveau règlement (le « Règlement ») qui impose des normes de conduite commerciale...

FF

Fasken (French)

A Review Of Shareholder Activism In Canada For 2024: Key Decisions And Trends To Watch For In 2025

Canada Commercial

DW

Davies Ward Phillips & Vineberg

Alert For Advisers: What Registered Advisers Need To Know About "National Instrument 93-101 – Derivatives: Business Conduct"

ML

McMillan LLP

Year-End Tax Planning For Tax-Free Savings Accounts: Top TFSA Moves You Should Make Before The End Of 2024

RS

Rotfleisch & Samulovitch P.C.

Canadian Securities Regulators Publish Temporary Exemptions For Derivatives Data Reporting Requirements

GL

Goodmans LLP

Investing In The Long Game

BL

Borden Ladner Gervais LLP

The Apple Orchard Edition

BL

Borden Ladner Gervais LLP

Not "Trusting" Average Canadians: Exceptions Added To New Trust Reporting Rules

BL

Borden Ladner Gervais LLP

Canada's First Derivatives Business Conduct Rule Coming Into Force

TL

Torys LLP

CSA Publishes FAQ On Derivatives Business Conduct Rule

BL

Borden Ladner Gervais LLP

2024 Diversity Disclosure Practices - Our Methodology

Canada Commercial

OH

Osler, Hoskin & Harcourt LLP

Derivatives Business Conduct Rule Coming Into Force This Month; CSA Publishes FAQs

GL

Goodmans LLP

Important September 28 Filing Deadline Coming Soon For Foreign Derivatives Advisers And Derivatives Dealers

MT

McCarthy Tétrault LLP

Reminder: New Derivatives Business Conduct Rule

BL

Borden Ladner Gervais LLP

Publication par les ACVM des modifications finales aux règles de déclaration des opérations sur dérivés de gré à gré

BC

Blake, Cassels & Graydon LLP

Time To Get Tough! CARR Provides Guidance For CDOR Tough Legacy Contracts

ML

McMillan LLP

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Latest Videos

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News And Insights From Osler's Market-Leading Financial Services Group – November 2023 (Video)

OH

Osler, Hoskin & Harcourt LLP

The HealthLease Story - Part 1: Going Public (Video Content)

GL

Goodmans LLP

The HealthLease Story - Part 2: Growing On The TSX (Video Content)

GL

Goodmans LLP

The HealthLease Story - Part 3: Going Private And Mainstreet Returns (Video Content)

GL

Goodmans LLP

Bennett Jones Spring 2015 Economic Outlook (Video Content)

BJ

Bennett Jones LLP

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