Robert Crea

FINCEN Postpones AML/CFT Rules For Investment Advisers Until 2028 And Revisits Scope Of Such Rules

SEC Staff Issues Welcome Guidance On Extracted Performance And Portfolio Characteristics Under The Marketing Rule

New SEC Staff Guidance On Verification Of Investor Accreditation In Private Placements Involving General Solicitation

SEC Off-Channel Communications Enforcement Sweep Continues — Settlements By 12 Firms And Assessments Of Over $63 Million In Penalties

What Will Happen When The SEC Minority Becomes The Majority?

California Amends Its Sweeping Venture Capital Demographic Reporting Rule

SEC Enforcement Actions For Failure To File Form D: A Wake-up Call For Startups And Private Fund Advisers

SEC Division Of Examinations Publishes 2025 Examination Priorities

Recent SEC Enforcement Action Integrating Affiliated Advisers