Steve Topetzes

Supreme Court Scissors Up Saba’s Rescission Argument Under Section 47(b) Of The 1940 Act

Supreme Court Holds SEC Does Not Need To Prove Pecuniary Loss In Disgorgement

United States: Supreme Court Holds SEC Does Not Need To Prove Pecuniary Loss In Disgorgement

United States: Keeping Up Tradition: Director Woodcock’s Signals A Continuation Of Recent Enforcement Priorities

Keeping Up Tradition: Director Woodcock’s Signals A Continuation Of Recent Enforcement Priorities

The Judge Speaks: The SEC's New Enforcement Director Provides First Glimpse Into Her Priorities

Federal Agencies Have Placed A Heightened Priority On Whistleblowers And Speedy Cooperation