Article 30 Jul 2025 FINRA Aligns CAT Timestamp Requirements With SEC Relief And Extension To 2030 United States Finance
Article 29 Jul 2025 Texas Court Stays CAT Class Action, But Reporting Must Continue United States Finance
Article 22 Jul 2025 AI For Broker-Dealers And Investment Advisers: Legal And Regulatory Considerations United States Technology
Article 08 Jul 2025 CFTC's FCM FAQ Aims To Guide New Market Entrants But Adds No New Obligations United States Finance
Article 18 Jun 2025 SEC Requests Stay Of CAT-Related Class Action Proceedings United States Litigation
Article 16 Jun 2025 On The Hot Seat: Brian Quintenz Faces Senate Spotlight In CFTC Confirmation Hearing United States Finance
Article 04 Jun 2025 Can There Be Only One? The CFTC Faces An Unprecedented Moment With Potentially One Commissioner United States Finance
Article 03 Jun 2025 SEC Signals Reevaluation Of CAT Reporting Amid Broader Transparency And Regulatory Reform Efforts United States Commercial
Article 21 May 2025 A Sigh Of Relief: SEC Reporting Parties Can Continue Following CFTC Reporting Rules When Reporting Security-Based Swap Data Until 2029 United States Finance
Article 28 Feb 2025 President Trump Executive Order On Supervision Of 'Independent' Agencies United States Consumer