Robert Bourret

Clear Skies Ahead? Predicting The Use Of The Floor Trader Exemption In Event Contract Markets To Avoid Swap Dealer Registration

Just Over Two Weeks To Complete EDGAR Next Enrollment

Place Your Bets: US District Courts Are Split On Whether The Commodity Exchange Act Preempts State Gaming Laws With Respect To Sports Event Contracts

Hitting The Snooze Button: CFTC Staff Issues Relief Intended To Reduce Burdens Of Swap Data Notification Requirements

SEC Revises Tick Size, Access Fees And Round-Lot Definition And Takes Steps To Disseminate Odd-Lot And Other Better Priced Orders

Financial Markets And Funds Quick Take | Issue 28

A Brave New World: The Supreme Court Torpedoes The 'Administrative State'

Codifying And Demystifying: The CFTC Adopts Amendments To Capital And Financial Reporting Requirements For Swap Dealers Largely Based On Prior Relief

The Lesson Of Prometheus – A Special Purpose Broker Dealer May Cause Havoc In TradFi By Unilaterally Declaring ETH To Be A Security

SEC Significantly Broadens "Dealer" Definition

Financial Markets And Funds Quick Take | Issue 23

Third Time's A Charm? SEC & CFTC Finalize Amendments To Form PF