Article
05 Aug 2025
SEC Cites Falsified Compliance Records In Two Recent SEC Settlements With CCOs
RANKINGS
This author falls within the Top 20% for their listed topics and industry categories. Based on Mondaq users readership, this author is ranked as VERY POPULAR in United States
AUTHORS CONTENT
Article
29 Jul 2025
Seven Questions For Legal And Compliance Before Adopting AI Transcription Services
Article
30 May 2025
Why The DOJ's New Whistleblower Program Remains Relevant
Article
30 May 2025
Navigating Earn-Out Disputes: Key Considerations For Private Funds
Article
16 May 2025
SEC Regulation In A Non-Regulatory Environment
Article
14 May 2025
Regulatory Scrutiny On Potential MNPI In The Credit Markets
Article
09 May 2025
ESG In 2025: Finding The Sweet Spot In A Complex World
Article
06 May 2025
Top Ten Litigation And Regulatory Risks For Private Funds In 2025
Article
10 Apr 2025
The SEC Under Paul Atkins – What To Expect For Registered And Private Offerings, Climate-Related Disclosure, Consolidated Audit Trail, Digital Assets, And Agency Re-Organization
Article
03 Apr 2025
Confirmation Hearing For SEC Chair Nominee Atkins — Takeaways For Fund Managers