Article 30 Jun 2026 The Odds Are In: CFTC Proposes Framework For Event Contracts And Prediction Markets United States Finance
Article 23 Mar 2026 FINRA Proposes Amendments To Communications Rule To Permit Use Of Projections United States Strategy
Article 19 Mar 2026 CFTC Issues Request For Comment And Staff Advisory On Prediction Markets United States Finance
Article 24 Feb 2026 FINRA Provides Guidance On The Use Of Negative Consent For Bulk Transfers Of Customer Accounts And Discontinues Related Prior Review Process United States Finance
Article 02 Jan 2026 SEC Staff No-Action Relief For DTC Pilot Provides A Pathway For Tokenized Securities United States Technology
Article 27 Nov 2025 SEC Division Of Examinations Announces 2026 Exam Priorities United States Commercial
Article 14 Oct 2025 SEC Grants No-Action Relief To Registered Investment Advisers And Certain Registered Investment Companies To Treat A State Trust Company Providing Crypto Asset Custody Services As A "Bank" United States Technology
Article 10 Sep 2025 SEC Grants No-Action Relief From Rule 17a-4 For Reliance On Central Registration Depository System To Maintain Electronically Signed Form U4 Filings United States Finance
Article 07 Nov 2024 SEC Division Of Examinations Announces 2025 Exam Priorities United States Commercial
Article 09 Oct 2024 FINRA Highlights Increasing Cybersecurity Risks At Third-Party Providers United States Technology
Article 09 Jul 2024 FINRA Reminds Members Of Regulatory Obligations When Using Generative Artificial Intelligence (AI) And Large Language Models United States Technology
Article 01 Mar 2024 SEC Adopts Rules To Require Registration Of Certain Persons Engaging In Liquidity-Providing Activities As "Dealers" And "Government Securities Dealers" United States Commercial
Article 15 Feb 2024 FINRA Announces Effective Dates For Remote Inspections Pilot Program & Residential Supervisory Location Rules; COVID-19 Relief Ends United States Finance