Article 06 Oct 2025 Breaking Barriers: SEC-CFTC Host Historic Harmonization Roundtable United States Finance
Article 30 Sep 2025 Are You Ready? – New York DFS Cybersecurity Regulation Approaches Its Final Compliance Phase United States Finance
Article 24 Sep 2025 Reaching The Finish Line: The CFTC Concludes Its Enforcement Sprint By Offering Lower Fines For Self-Reporting And Cooperation United States Finance
Article 11 Sep 2025 SEC Releases Spring 2025 Regulatory Agenda: A Re-Set For Investment Management And Heavy Emphasis On Crypto Assets United States Technology
Article 04 Sep 2025 Setting The Record Straight: CFTC Staff Reaffirm The Commission's FBOT Framework, Providing Clarity To Non-US Exchanges United States Finance
Article 18 Aug 2025 Place Your Bets: US District Courts Are Split On Whether The Commodity Exchange Act Preempts State Gaming Laws With Respect To Sports Event Contracts United States Finance
Article 11 Aug 2025 Hitting The Snooze Button: CFTC Staff Issues Relief Intended To Reduce Burdens Of Swap Data Notification Requirements United States Finance
Article 07 Aug 2025 CFTC Issues No-Action Relief For SEFs On Order Book Obligations United States Finance
Article 08 Jul 2025 CFTC's FCM FAQ Aims To Guide New Market Entrants But Adds No New Obligations United States Finance
Article 16 Jun 2025 On The Hot Seat: Brian Quintenz Faces Senate Spotlight In CFTC Confirmation Hearing United States Finance
Article 11 Jun 2025 Confirming A Negative: CFTC Staff Issue An Advisory Clarifying When Foreign-Organized Entities Are Trading And Brokering Digital Asset Derivatives Outside Of The Commission's Cross-Border Jurisdiction United States Finance
Article 04 Jun 2025 Can There Be Only One? The CFTC Faces An Unprecedented Moment With Potentially One Commissioner United States Finance
Article 03 Jun 2025 CFTC Staff Reminds Registered Exchanges And Clearinghouses To Evaluate And Calibrate Their Volatility Control Mechanisms United States Finance
Article 26 May 2025 Regulatory Clarity And Practical Challenges: Unpacking CFTC Letters 25-09 And 25-10 United States Finance
Article 21 May 2025 A Sigh Of Relief: SEC Reporting Parties Can Continue Following CFTC Reporting Rules When Reporting Security-Based Swap Data Until 2029 United States Finance
Article 25 Apr 2025 A New Playbook: What The CFTC's Operating Divisions Will Consider When Making Enforcement Referrals United States Finance