Jennifer D. Morton

The U.K.'s New Lighter-touch Short Selling Regime

The Use Of AI In The Securities Industry: U.S. Regulatory Considerations For Broker-Dealers And Sec-Registered Investment Advisers

Cyber And AI: NYDFS Has Entered The Chat

SEC Adopts Clearing Requirement For U.S. Treasury Transactions

NYDFS Finalizes Significant Amendment To Part 500 Cybersecurity Regulation

2023 Report On FINRA's Examination And Risk Monitoring Program

FSOC Report On Digital Assets: Mitigate Crypto Risks Through Regulatory Oversight

SEC's Proposed Amendments To Definition Of ‘Exchange': A Potential Game-Changing Impact On Crypto Companies

U.S. Crypto Regulation: Biden Signs Executive Order On Strategy To Regulate Crypto

SEC Staff Publishes Statement Regarding Form CRS Disclosures