Jason A. Chertin

Are You Prepared For Total Cost Reporting? A Review Of The Upcoming Changes To Ongoing Securities Registrant Obligations

Being Part Of The Group – EMDs Permitted To Sell In Prospectus Offerings

British Columbia Securities Commission Releases Results Of Their 2022 Annual Compliance Report Card

Ask Not For Whom The Bell Tolls….The Clock Is Ticking For Unregistered Crypto Trading Platforms Operating In Canada As CSA Announce Enhanced Pre-Registration Undertakings

Client Focused Reforms – Upcoming Deadline For Registrants To Comply With The Conflict Of Interest Amendments

Cutting Out the Middle Man – Proposed Prohibition of Embedded Commissions

Liquid Alternatives Now a Reality - Alternative Mutual Funds Regime Scheduled to Come Into Force January 3, 2019

CSA Releases Client-Focused Reforms To NI 31-103 In Response To Client-Registrant Relationship Concerns

Guidance To Exempt Market Dealers On Account Opening Procedures

CSA Consider Reforms To Determining Director And Audit Committee Member Independence