September 2, 2021 Webinar
Register here.
Mayer Brown's 15th Annual Investment Management Regulatory University is hosting a discussion of regulatory hot topics. Please join partners Stephanie Monaco, Tim Clark, Erin Cho and Christina Thomas as they discuss:
- Investment Advisers Act Update—Glimpses of New Marketing Rule and Division of Examinations Risk and Guidance
- Private Funds Update—Current Deal Allocation and Disclosure Issues
- Federal Securities Laws Update—SEC Initiatives on ESG, Including Enforcement and Names Rule
- US Department of Labor (DOL) Update—Broker-Dealer Compliance with PTE 2020-02, DOL Guidance on Cybersecurity and Views on ESG