ARTICLE
5 February 2020

Commodity Futures Trading Commission 2019 Enforcement And Regulatory Developments And A Look Forward

W
WilmerHale

Contributor

WilmerHale provides legal representation across a comprehensive range of practice areas critical to the success of its clients. With a staunch commitment to public service, the firm is a leader in pro bono representation. WilmerHale is 1,000 lawyers strong with 12 offices in the United States, Europe and Asia.
In 2019, the Commodity Futures Trading Commission (CFTC or Commission) experienced significant changes in leadership, ...
United States Finance and Banking

In 2019, the Commodity Futures Trading Commission (CFTC or Commission) experienced significant changes in leadership, including the appointment of Dr. Heath P. Tarbert as the Commission's 14th Chairman.  

The Division of Enforcement continued to be aggressive, breaking new ground programmatically and in the actions that it brought. Although the Division has faced headwinds when its allegations have been tested in court, we expect that the Division will not be deterred from its current course by these setbacks and will continue aggressively to administer its program. 

The change in leadership also has resulted in renewed vigor in the Commission's administrative programs, with particular emphasis on the division's rulemaking activities. The Commission has emphasized consolidation and codifying of prior no-action relief and interpretative guidance, finalizing the few remaining issues to be addressed in order to fully implement the Dodd-Frank Act,  and revisiting particular, and limited, issues arising from its rules regulating the swaps markets.

Read the full alert

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More