LATEST ARTICLES
Australia
Sophie Grace Pty Ltd
All licensees should notify ASIC within 10 business days of becoming aware of a change in control.
Holding Redlich
The principle "that contractors are employees for payroll tax purposes unless exemptions apply" applies to the financial services industry.
Canada
Miller Thomson LLP
The publication of final regulations (the "Regulations") under the Retail Payment Activities Act (the "RPAA") on November 22, 2023, signified a major advancement in the creation...
Borden Ladner Gervais LLP
The Financial Services Regulatory Authority of Ontario (FSRA) recently released its 2024-27 Annual Business Plan (Plan) setting out its core strategy for the next three fiscal years.
Borden Ladner Gervais LLP
On April 18, 2024, the Canadian Investment Regulatory Organization (CIRO) published for comment Phase 3 of its Rule Consolidation Project proposals. The objective of Phase 3 is to adopt rules...
Borden Ladner Gervais LLP
Earlier this month, the Financial Services Regulatory Authority of Ontario (FSRA) sent out a notice reminding industry members that the transition period for using the Financial Advisor...
Torys LLP
On March 21, 2024, staff of the Ontario Securities Commission and the Autorité des marchés financiers published Multilateral Staff Notice 81-337 setting out findings from their continuous...
Borden Ladner Gervais LLP
On April 11, 2024, the Canadian Investment Regulatory Organization (CIRO) released its three-year Strategic Plan. The Strategic Plan covers the period of April 1, 2024...
Stewart McKelvey
On April 15, 2024, the Canadian federal budget was released. Connected to the budget was an explanation of the framework for Canada's proposed implementation of Open Banking (sometimes called consumer-driven banking).
Borden Ladner Gervais LLP
Consistent with the securities regulators' focus on conflict-of-interest matters, staff from the Ontario Securities Commission (OSC) and the Autorité des marchés financiers...
Cayman Islands
Maples Group
In this Regulatory 15/15 podcast, Partners Patrick Head and Adam Huckle and Associate Lisa Page from our Regulatory & Financial Services Advisory team...
India
Coinmen Consultants LLP
A lot has been discussed, spoken, and written about doing business in India and how complex it is.
Acuity Law
The Securities and Exchange Board of India (SEBI) through SEBI (Real Estate Investment Trusts) (Amendment) Regulations, 2024 dated 08 March 2024 (Amendment Regulations)...
Vinod Kothari & Co.
Sustainability-linked loans and bonds have been surging globally.
Ireland
Matheson
On 16 April 2024, the Central Bank of Ireland ("Central Bank") published S.I. No. 147 of 2024 Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1))...
Maples Group
On 9 April 2024, the Central Bank of Ireland ("CBI") published its Expectations for Authorisation of Payment and Electronic Money Institutions and Registration of Account Information Service Providers ("CBI Expectations").
Arthur Cox
In advance of the Senior Executive Accountability Regime (SEAR) coming into force from 1 July 2024 (save in respect of non-executive directors, who will be brought into scope from 1 July 2025).
Italy
FIVELEX Studio Legale e Tributario
In data 27 febbraio 2024, la Banca d'Italia ha pubblicato sul proprio sito una comunicazione in materia di raccolta dei dati sui sistemi di remunerazione di banche e SIM.
FIVELEX Studio Legale e Tributario
Azione di ripetizione dell'indebito in costanza del rapporto di conto corrente bancario (conto c.d. aperto): l'azione di ripetizione dell'indebito ai sensi dell'art.
Dechert
The CSSF has issued a new circular (Circular 24/856) aiming to protect investors in the event of certain errors and breaches.
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