MSRB Identifies Rules For 2019 Retrospective Rule Review

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The MSRB identified rules it plans to analyze in 2019 as part of an ongoing retrospective rule review process.

United States Corporate/Commercial Law

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The MSRB identified rules it plans to analyze in 2019 as part of an ongoing retrospective rule review process. The goal of the retrospective review is to ensure that MSRB rules and interpretive guidance are effective in protecting investors, issuers and the public interest.

As part of its retrospective rule review, the MSRB will prioritize:

the activities of financial advisors ( MSRB Rule G-23);
CUSIP numbers, new issue and market information requirements ( MSRB Rule G-34); and
the availability of board rules ( MSRB Rule G-29).

Commentary / Steven Lofchie

Who voted for Rule G-29 as a priority for review? And why?

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MSRB Identifies Rules For 2019 Retrospective Rule Review

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Corporate/Commercial Law

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United States