United States:
Regulation Of Investment Advisers By The U.S. Securities And Exchange Commission
04 July 2018
Proskauer Rose LLP
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The Regulation of Investment Advisers is the
definitive outline summarizing SEC regulatory issues for Investment
Advisers, authored by partner Robert Plaze. Before joining
Proskauer, Bob served as Deputy Director of the Division of
Investment Management at the SEC.
The publication is regularly updated and covers extensive ground
in key areas for fund managers. It synthesizes regulation of
advisers by the SEC, identifies legal and regulatory precedents,
and provides hyperlinks to the underlying authorities.
Built to Serve Asset Managers
View the Advisers Act Outline
Download
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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