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The Regulation of Investment Advisers is the definitive outline summarizing SEC regulatory issues for Investment Advisers, authored by partner Robert Plaze. Before joining Proskauer, Bob served as Deputy Director of the Division of Investment Management at the SEC.
The publication is regularly updated and covers extensive ground in key areas for fund managers. It synthesizes regulation of advisers by the SEC, identifies legal and regulatory precedents, and provides hyperlinks to the underlying authorities.
Built to Serve Asset Managers
View the Advisers Act Outline
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
