Hogan Lovells Cadwalader is a global law firm trusted by clients to deliver on complex, high-stakes matters.
Operating at the intersection of business, finance, and government, we bring an unwavering commitment to client service and the decisive counsel that helps clients achieve exceptional results.
Consistently recognized for innovation across legal services, we combine sharp judgment with deep commercial perspective and intellectual rigor to address critical, cutting-edge challenges.
With 3,100 lawyers worldwide, we offer global scale with strong local insight in the markets that matter most. Our commitment extends beyond client work through pro bono activities, community investment, and responsible business practices.
The United States District Court for the Southern District of New York granted an SEC Motion for Summary Judgment against a trader charged with filing false information ...
The United States District Court for the Southern District of
New York granted an SEC Motion for Summary Judgment
against a trader charged with filing false information in order to
manipulate the prices of certain issuer securities.
In granting the SEC's Motion, the Court found that Nauman Aly submitted a false tender
offer through the SEC public database ("EDGAR") and sold
securities at artificially inflated prices. The Court held that Mr.
Aly was responsible for the false information filed through EDGAR,
that his violations constituted a fraudulent scheme, and that he
acted with conscious misbehavior or recklessness.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
