| Fund Name: | Oppenheimer Macquarie Global Infrastructure Fund |
| Adviser: | OFI Global Asset Management Inc. |
| Sub-Adviser(s): | OppenheimerFunds Inc. (sub-adviser), Macquarie Capital Investment Management LLC (sub-sub-adviser) |
| Fees: | 0.9% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $1,000 minimum initial investment (Class A, C, R and Y); $500 minimum initial investment for Traditional and Roth IRA, Asset Builder Plan, Automatic Exchange Plan and government allotment plan accounts; No minimum initial investment for wrap fee-based programs, salary reduction plans and other retirement plans and accounts. |
| Filing Date: | Feb. 5, 2016 |
| Effective Date: | May 23, 2016 |
| Fund Name: | NexPoint Merger Arbitrage Fund |
| Adviser: | NexPoint Advisors LP |
| Sub-Adviser(s): | None |
| Fees: | 1.25% Management Fee (on daily gross assets) |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $500 minimum initial investment for regular accounts, $50 for retirement accounts, $50 minimum subsequent investment (Class A and C); $100,000 minimum initial investment (Class Z) |
| Filing Date: | April 19, 2016 |
| Effective Date: | Pending |
| Fund Name: | NexPoint Latin American Opportunities Fund |
| Adviser: | NexPoint Advisors LP |
| Sub-Adviser(s): | None |
| Fees: | 1.25% Management Fee (on daily gross assets) |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $500 minimum initial investment for regular accounts, $50 for retirement accounts, $50 minimum subsequent investment (Class A and C); $100,000 minimum initial investment (Class Z) |
| Filing Date: | March 24, 2016 |
| Effective Date: | Pending |
| Fund Name: | NexPoint Distressed Strategies Fund |
| Adviser: | NexPoint Advisors LP |
| Sub-Adviser(s): | None |
| Fees: | 1.25% Management Fee (on daily gross assets) |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $500 minimum initial investment for regular accounts, $50 for retirement accounts, $50 minimum subsequent investment (Class A and C); $100,000 minimum initial investment (Class Z) |
| Filing Date: | March 24, 2016 |
| Effective Date: | Pending |
| Fund Name: | First Trust Strategic Mortgage REIT ETF |
| Adviser: | First Trust Advisors LP |
| Sub-Adviser(s): | None |
| Fees: | 0.85% Management Fee |
| Open- or Closed-End: | Open-End (Exchange traded) |
| Investor Restrictions: | Not specified |
| Filing Date: | March 14, 2016 |
| Effective Date: | Pending |
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