Structured Thoughts: News For The Financial Services Community, Volume 10, Issue 3

Known for providing cutting-edge legal advice on matters that are redefining industries, Morrison & Foerster has 17 offices located in the United States, Asia, and Europe. Our clients include Fortune 100 companies, leading tech and life sciences companies, and some of the largest financial institutions. We also represent investment funds and startups.

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United States Finance and Banking

Lloyd S. Harmetz,Jeremy Jennings-Mares,James Schwartz

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In this issue of Structured Thoughts, we discuss:

New Regulation Best Interest, and its impact on the structured products market.
The SEC' June 2019 request for comment on simplifying, harmonizing and improving the exemptions from registration under the Securities Act of 1933.
The EU Commission's response to a request for guidance from the European Supervisory Authorities as to the scope of the PRIIPs Regulation.

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Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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