United States:
Structured Thoughts: News For The Financial Services Community, Volume 10, Issue 3
08 July 2019
Morrison & Foerster LLP
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In this issue of Structured Thoughts, we discuss:
- New Regulation Best Interest, and its impact on the structured
products market.
- The SEC' June 2019 request for comment on simplifying,
harmonizing and improving the exemptions from registration under
the Securities Act of 1933.
- The EU Commission's response to a request for guidance from
the European Supervisory Authorities as to the scope of the PRIIPs
Regulation.
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newsletter.
Because of the generality of this update, the information
provided herein may not be applicable in all situations and should
not be acted upon without specific legal advice based on particular
situations.
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