ARTICLE
28 October 2021

FINRA Sets Closing Date For OTCBB

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The OTC Bulletin Board ("OTCBB") will shut down and FINRA will delete its OTCBB-related rules on November 8, 2021.
United States Finance and Banking

The OTC Bulletin Board ("OTCBB") will shut down and FINRA will delete its OTCBB-related rules on November 8, 2021.

Primary Sources

  1. FINRA Regulatory Notice 21-38: FINRA Announces Closure of the OTC Bulletin Board

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