The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates, compliance dates and expiration dates. Click on the links below to view deadlines from December 16, 2018 to December 31, 2018.
For continuous real-time updates, please consult the Cadwalader Cabinet Regulatory Calendar.
Comment Deadlines
- December 17: FRB - Rules Regarding Equal Opportunity
- December 17: CFTC - Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
- December 21: FINRA - Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records)
- December 24: DOL, EBSA - Definition of "Employer" Under Section 3(5) of ERISA-Association Retirement Plans and Other Multiple-Employer Plans
- December 28: DOL, EBSA, IRS, Treasury - Health Reimbursement Arrangements and Other Account-Based Group Health Plans
- December 31: FERC - Implementation of Amended Section 203(a)(1)(B) of the Federal Power Act
Effective Dates
- December 18: FHFA - Final Rules on Responsibilities of Boards of Directors, Corporate Practices, and Corporate Governance
- December 20: MSRB - Amendments to MSRB Rule G-3 to Establish a Municipal Advisor Principal Qualification Examination
- December 26: CFTC - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
- December 28: FHFA - Affordable Housing Program Amendments
Compliance Dates
- December 31: FRB & FDIC - Resolution Plan Deadlines
- December 31: CFTC - De Minimis Threshold Phase-In Termination Date
Expiration Dates
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.